- Vanguard (Malvern, PA)
- …frameworks and standards (NIST CSF, NIST 800-53, CIS Controls, ISO 27002) and financial services cyber regulations. + Professional certifications such as CRISC, ... Global Risk and Security (GR&S) at Vanguard enables business...effectiveness of controls to ensure compliance with policies and regulatory requirements and maintain documentation of controls, test procedures… more
- PNC (Pittsburgh, PA)
- …testing of books and records.** **** **Our Auditors gain diverse financial services experience** **,** **including:** **Advanced Data &** **Analytic** ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Bank of America (Scranton, PA)
- …Degree education or higher **Skills** : + Customer Service Management + Regulatory Compliance + Risk Management + Stakeholder Management + Talent Development ... processing vehicles - Wire and ACH - in the financial services arena worldwide. GPO is also...+ Leads and ensures teams adhere to bank and regulatory policy and procedures when making decisions that impact… more
- Sunrise Senior Living (Chester, PA)
- …and manage the health and wellness along with coordination of care and services to residents within the community. Responsible for oversight and implementation of ... all Care programs, regulatory compliance, recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS**...of the Sunrise team, supporting our Mission, Principles of Service and Core Values is a fundamental part of… more
- World Insurance Associates, LLC. (Berwyn, PA)
- Company Overview World Insurance Associates ("World") is a unique financial services organization with a global network of brokers and specialists who empower ... HR solutions. Position Objective World Investment Advisors (WIA), the financial services division of World Insurance, is...+ Support proactive client engagement + Ad hoc Client Service requests Financial Planning - eMoney +… more
- Highmark Health (Camp Hill, PA)
- …obligations, regulatory requirements, and company policies. Effectively manage financial performance, quality control, and risk mitigation for all ... with key government stakeholders, including military personnel, congressional representatives, regulatory agencies (at both the federal and state levels), and… more
- Coinbase (Harrisburg, PA)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...ownership and contribute to the maturity of the Technology Risk and Controls program. *What you'll be doing (ie.… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …a minimum of three (3) years of experience in Compliance and/or the financial services industry preferred. + Any equivalent combination of experience, education, ... private banking, commercial banking, and treasury management products and services to corporate, institutional, and high-net-worth (HNW) clients.** **Job Summary**… more
- PNC (Mechanicsburg, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Ensures a strong client commitment and advocacy by delivering proactive and responsive service to meet client goals. Holds team accountable for deliverables. + Held… more
- PNC (East Pittsburgh, PA)
- …Management, Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance, Risk Mitigation Strategies **Competencies** ... the Loan Support Analyst will need provide exceptional client service when this occurs. Normal work shift is Monday...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more