- Daisy Brand (Dallas, TX)
- …in all aspects of our business operations. In 2008, the Foundation for Financial Service Professionals awarded Daisy the prestigious American Business Ethics ... Counsel will handle a wide range of legal and risk matters, including contract review and negotiation, regulatory...and is the largest sour cream brand in food service , military, and club. It is recognized by consumers… more
- PNC (Mesquite, TX)
- …Exercises leadership, authority and sound decision making to mitigate sales practice risk . Ensures compliance with regulatory guidelines and adherence to ... of a broad range of eco-system partners. Accountable for risk management and compliance in a complex business environment....Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Denton, TX)
- …Exercises leadership, authority and sound decision making to mitigate sales practice risk . Ensures compliance with regulatory guidelines and adherence to ... with a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Wells Fargo (Irving, TX)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ... package at other financial firms **Desired Qualifications:** + Experience in web services (REST & SOAP, JSON & XML, etc.) + Experience in the financial… more
- Cushman & Wakefield (Dallas, TX)
- …compliance with C&W's values, standards and guidelines for business conduct * Ensure regulatory compliance and effective management of risk and liability for ... Director will manage and direct activities for the delivery of workplace services , operations and asset planning, maintenance and repair for an expanded portfolio… more
- Fannie Mae (Plano, TX)
- …governance, risk and control environments, as appropriate. * Understand model risk regulatory requirements, supervisory guidance (eg SR 11-7), model risk ... Job Description As a valued colleague in our model risk audit team, you will participate in audit planning...and / or fixed income valuation models in the financial services industry * Strong analytical skills… more
- USAA (Plano, TX)
- …fundamental legal concepts, terms, and/or processes. + Solid understanding of the financial services regulatory environment. **Compensation range:** The ... solid attention to detail. + Proven knowledge of relevant regulatory compliance, industry regulations, risk management practices,...purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the… more
- JPMorgan Chase (Fort Worth, TX)
- …of business, credit underwriting with commercial credit training Chase is a leading financial services firm, helping nearly half of America's households and ... You'll provide an outstanding client experience, and maintain adherence to the regulatory , legal, and risk management frameworks unique to these client… more
- PNC (Dallas, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... industry leaders who provide independent, objective assurance and consulting services designed to add value and recommend improvement to...Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics… more
- USAA (San Antonio, TX)
- …all caps.** **_Find your purpose. Join our mission._** USAA is unlike any other financial services organization. The mission of the association is to facilitate ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice.… more