- Wells Fargo (Bell, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- ADP (Woodland Hills, CA)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series ... required production. * Provides a high level of client service . * Manages the full scope of a client...Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial… more
- Ventura County (Ventura, CA)
- …and full disclosure of fiscal impact on recommended Board actions; conducts financial reviews of vendors/lessees/ service providers to ensure full income/expense ... to compile and prepare (Accountant I) or complies and prepares (Accountant II) financial statements and utilization statistics for health services product lines… more
- Insight Global (Fairfield, CA)
- …Skills and Requirements Must Haves: - Series 7 and 66 OR Series 6 and 66 - 3-5 years of Financial Advising experience o Book of business/referral network ... to Day: Insight Global is looking for a Licensed Financial Advisor for one of our top credit union...genetic factors, age, disability, protected veteran status, military oruniformed service member status, or any other status or characteristic… more
- Wells Fargo (San Diego, CA)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (Los Gatos, CA)
- …or private banking * Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or ... license(s) * 3+ years of experience in a licensed financial services position * Customer service...practices risk management culture * Current registration for FINRA Series 6 and Series 63… more
- Raymond James Financial, Inc. (San Francisco, CA)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... School Diploma or equivalent and five (5) years of financial services industry service experience....that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65… more
- BMO Financial Group (Sunnyvale, CA)
- …knowledge of banking products, services , pricing, and profitability. + Required: SIE Exam, Series 6 , Series 63, Life & Health licenses (if licenses not ... **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health**..., 63, Life and Health** _The mission of Premier Services is to help mass affluent clientele make real… more
- Raymond James Financial, Inc. (San Jose, CA)
- …3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more