- Wells Fargo (Los Angeles, CA)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- ADP (Irvine, CA)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... ADP is hiring a **Sales Representative for Retirement Services ** . + **_Are you ready to control...** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + **_Are… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series ... required production. * Provides a high level of client service . * Manages the full scope of a client...Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial… more
- Ventura County (Ventura, CA)
- …and full disclosure of fiscal impact on recommended Board actions; conducts financial reviews of vendors/lessees/ service providers to ensure full income/expense ... to compile and prepare (Accountant I) or complies and prepares (Accountant II) financial statements and utilization statistics for health services product lines… more
- Raymond James Financial, Inc. (Walnut Creek, CA)
- …years of rich history and recognition for service and excellence in the Financial Services industry, Raymond James is seeking a dynamic Registered Client ... School Diploma or equivalent and five (5) years of financial services industry service experience,... months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65… more
- BMO Financial Group (Covina, CA)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... Provides financial and investment planning and advice in collaboration...provides solutions though the sales of managed products and services (eg mutual funds, mutual fund wrap accounts, ETF… more
- Wells Fargo (San Francisco, CA)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Sacramento County (Sacramento, CA)
- …be required prior to appointment. CONFLICT OF INTEREST CODE: Some County Civil Service positions are covered by financial disclosure requirements intended to ... 28945-A Department County Wide Opening Date 05/07/2025 Closing Date 6 /4/2025 5:00 PM Pacific + Description + Benefits +...Level II: $5,893.42 - $7,163.58 Monthly The Personnel Specialist series is distinguished from other clerical classes in that… more
- Coast Guard Community Services Command (Petaluma, CA)
- …and techniques to be used in providing continually improving child development services . This must be accomplished within financial and physical constraint. ... Announcement #: 6293 Opening Date: 29 May 2025 Pay Plan/ Series /Pay Band: NF-1701-04 Closing Date: 12 June 2025 Work...functions as the focal point for the child development services and family childcare programs. Services may… more
- Raymond James Financial, Inc. (San Jose, CA)
- …3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more