- Principal Financial Group (New York, NY)
- …based on expertise in transfer agent operations. Operating at the intersection of financial services and technology, Principal builds financial tools that ... degree or equivalent + 8+ years of relevant asset management/ financial services experience with a focus on...of business area practices, systems, and processes + FINRA Series 6 or 7 licensing required within… more
- M&T Bank (Mamaroneck, NY)
- **Overview:** Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Actively solicits new and existing ... *Based on individualized needs analysis, prepare recommendations for customized financial solutions to current and potential Bank customers and...interests in mind; offer an array of products and services best suited to meet those needs; sell and… more
- Wells Fargo (New York, NY)
- …the following: work experience, training, military experience, education **Desired Qualifications:** + 6 + months of financial services experience in ... The Analysts will join and grow one of the industry's leading Financial Institutions practices, which covers insurance, asset managers, market structure, and… more
- Neuberger Berman (New York, NY)
- …+ Previous business experience (internship or part-time work) is a plus. + Experience in financial services , sales, or customer service is a plus. + ... The candidate will be responsible for delivering exceptional customer service and transaction support to our clients. This role...attention to detail. + Ability to obtain the SIE, Series 6 , and Series 63… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …- 4 to 6 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA ... and in writing. * Provide a high level of service . * Establish and maintain effective working relationships at...Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial… more
- New York State Civil Service (Albany, NY)
- …open to NYS employees at or above G-16 who are eligible for transfer under Section 52. 6 of the Civil Service Law. The transfer cannot be a second consecutive ... provides the fiscal roadmap for State programs, policies, and services .We are seeking motivated analysts and critical thinkers to...be part of the section responsible for budgeting the $37. 6 billion School Aid program. This position will provide… more
- NYSERDA (Albany, NY)
- …experience to join the team as an Assistant Director in the Shared Services and Strategic Initiatives group. The successful candidate will lead a team focused ... and yearly petitions to the New York State Public Service Commission for administrative funding. Not only will this...new role reporting to the LSR Director of Shared Services and Strategic Initiatives and represents an exciting opportunity… more
- Raymond James Financial, Inc. (New York, NY)
- …offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for ... for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual… more
- Raymond James Financial, Inc. (New York, NY)
- …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... the ability to think independently sufficient to market ideas, services and products to our brokers and clients. +...Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - … more
- Citigroup (New York, NY)
- …goal-oriented team player able to work without direction. + Required current US FINRA Registration: SIE, Series 6 , 63, and 65 OR Series 7 and 66 or ... or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** Full time **Primary Location:**… more