- Principal Financial Group (Charlotte, NC)
- …Are** + Bachelor's degree or equivalent and 2+ years' experience, preferably in the financial services industry. + SIE, Series 6 or 7 and Series 63 ... In this role, you'll serve as our primary customer service contact, providing a high level of value and... financial confidence. Operating at the intersection of financial services and technology, Principal builds … more
- Principal Financial Group (Raleigh, NC)
- …departments to provide effective solutions and systems. Operating at the intersection of financial services and technology, Principal builds financial tools ... appreciation of product features and market trends + FINRA Series 6 registration is required or must...level. Together, we're imagining a more purpose-led future for financial services - and that starts with… more
- Principal Financial Group (Charlotte, NC)
- …a personal and professional level. Together, we're imagining a more purpose-led future for financial services - and that starts with you. Our success depends on ... integrity and presentation skills. If you have extensive knowledge of the financial markets, investment products, and building advisor relationships - then this may… more
- Huntington National Bank (Charlotte, NC)
- … + Minimum of 9 months of customer service experience within Investments/ Financial Services + Series 6 , Series 63, and Life and Health license ... Description Summary: HFA Service Specialists provides client relationship building partnerships with...of the relationship, including the Digital Experience. + Services customers by providing detailed information on specific accounts… more
- Wells Fargo (Cary, NC)
- …**Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... it here. At Wells Fargo, we're more than a financial services leader - we're a global...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for ... for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual… more
- Wells Fargo (Mooresville, NC)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Alight (NC)
- …trends, and client feedback. + Becoming a subject matter expert for all financial services products and core lines of business offered. **Requirements** + ... Have a Bachelor's or equivalent experience. + Have a Series 6 or 7 and 65 or...7 and 65 or 66. + Have experience in financial planning or advisory services in participant… more
- US Bank (Charlotte, NC)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7) and Series 63 (or ... and commensurate training - FINRA Securities Industry Essentials (SIE), Series 6 , and Series 63...needs both reactively and proactively - Experience in the financial services industry preferred If there's anything… more
- Wells Fargo (Charlotte, NC)
- …Z (LO) outlined in the job expectations below **Required Qualifications:** + 6 + years of Financial Advisory experience, or equivalent demonstrated through ... for Advisors and their teams to provide outstanding client service and care. The leader will focus on inorganic...management or leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7… more
