• Retirement Counselor II ( Finra License…

    ADP (CA)
    …+ Responsible for soliciting rollover assets from meeting participants. + Maintain FINRA licensing requirements and continuing education. Need to maintain a high ... junior associates. + Performs other related duties as assigned. **QUALIFICATIONS REQUIRED:** + FINRA Licenses 6 and 63 + 3-5 Years of directly related experience +… more
    ADP (08/02/25)
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  • Branch Support Manager

    Wells Fargo (Los Angeles, CA)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 examinations (or ... FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Series 9/10 or equivalent + 1+ years of… more
    Wells Fargo (08/02/25)
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  • Supervisory Control Manager

    Wells Fargo (Seal Beach, CA)
    …of leadership experience + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7, 9, 10, and 66 (or 63 and 65) examinations (or ... FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Strong client service skills + Strong… more
    Wells Fargo (07/26/25)
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  • Relationship Banker

    Wells Fargo (South Lake Tahoe, CA)
    …and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 6 and Series 63 examinations (or FINRA ... sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA... FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or… more
    Wells Fargo (08/10/25)
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  • Senior Branch Premier Banker Hawthorne Main

    Wells Fargo (Hawthorne, CA)
    …banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) ... sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA... FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or… more
    Wells Fargo (08/10/25)
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  • Senior Registered Client Associate

    Wells Fargo (Los Angeles, CA)
    …experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA recognized ... environment **Job expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (08/08/25)
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  • Senior Branch Premier Banker (Safe)

    Wells Fargo (San Diego, CA)
    …banking * Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) ... sales practices risk management culture * Current registration for FINRA Series 6 and Series 63 (or FINRA... FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or… more
    Wells Fargo (08/08/25)
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  • Principal Custom Credit Banker

    Wells Fargo (Beverly Hills, CA)
    …skills + Credit risk experience + Knowledge of traditional banking products + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) ... ​ + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority ( FINRA ) license(s) is required for ongoing employment in this position. … more
    Wells Fargo (08/08/25)
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  • Registered Client Associate

    Wells Fargo (San Jose, CA)
    …experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA recognized ... environment **Job Expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (07/22/25)
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  • Investment Banking Program Analyst (CA) - Early…

    Wells Fargo (Los Angeles, CA)
    …financial markets, banking, or financial services industry. **Job Expectations:** + Registration for FINRA Series 63 (or 66) must be completed within 90 days of hire ... if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for... recognized equivalents will be accepted. + Registration for FINRA Series 79 must be completed within 90 days… more
    Wells Fargo (08/08/25)
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