• Mortgage Loan Originator

    US Bank (Sacramento, CA)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (08/01/25)
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  • Associate General Counsel - Bank Regulatory

    US Bank (Los Angeles, CA)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (08/01/25)
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  • Portfolio Manager - Private Asset Management

    TIAA (Sherman Oaks, CA)
    …+ All licenses must be obtained with 120 days from start date. ** FINRA Registrations** + SRC Indicator: Series 65 **Required Qualifications:** + 5+ years working ... directly with wealth management clients **Preferred Qualifications:** + 7+ years working directly with wealth management clients + CFA, CFP Certification + University Degree \#LI-KD2 Related Skills Change Management, Client Financial Planning, Client… more
    TIAA (07/31/25)
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  • Financial Advisor

    San Francisco Federal Credit Union (San Francisco, CA)
    …products and financial planning LICENSES/CERTIFICATIONS: Must maintain Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active ... Series 7 Registration, Active Series 63 Registration, Active Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or… more
    San Francisco Federal Credit Union (07/31/25)
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  • Corporate, Investment Banking and Markets (CIBM)…

    MUFG (San Francisco, CA)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (07/29/25)
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  • Quantitative Model Validation Analyst 3

    US Bank (San Francisco, CA)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (07/29/25)
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  • Manager, Client Relationship Support

    Charles Schwab (Newport Beach, CA)
    …**qualifications** + Bachelor's degree or equivalent work-related experience + Active and valid FINRA Series 7, 9/10 and 63 licenses + 3+ years' experience with ... customer service + 3-5 years in a security/financial services capacity **Preferred** **qualifications** + Notary + 2+ years' experience in a management/supervisory capacity + Outstanding written and oral communication skills Previous experience in a direct… more
    Charles Schwab (07/27/25)
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  • Producing Sales Supervisor

    US Bank (Sacramento, CA)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (07/25/25)
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  • Product Lead - Standby Letters of Credit

    US Bank (Torrance, CA)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (07/24/25)
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  • Asset-Based Finance (ABF) Portfolio Management…

    MUFG (Los Angeles, CA)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (07/24/25)
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