- JPMorgan Chase (Los Angeles, CA)
- …the Los Angeles region + Ability to mobilize internal networks and resources + FINRA securities licenses 79, 63 and 24 required for the role + Management experience ... in a Commercial Bank setting, specifically leading cross-functional teams with a strong focus on business development. **Preferred qualifications, capabilities, and skills** + Bachelor's degree and formal credit training preferred + Strong leadership skills +… more
- TIAA (Los Angeles, CA)
- …building long-lasting relationships with affluent clients or equivalent experience; Required ** FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; ... Series 66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified Financial Planner (CFP) - Certified Financial Planner Board of Standards preferred Or + Chartered Financial Analyst - Level I… more
- PNC (Irvine, CA)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- JPMorgan Chase (Whittier, CA)
- …Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. ... (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available Chase is a leading… more
- PNC (Stockton, CA)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- City National Bank (Palo Alto, CA)
- …and managing to regulatory requirements including but not limited to: FFIEC, OCC, FINRA , Federal Reserve * Provides backup for Manager Operational Resilience WHAT DO ... YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * Minimum 12 years of Crisis Management experience * Minimum 3 years of financial services experience * Minimum 3 years of project management experience *Additional… more
- PNC (Calabasas, CA)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- PNC (Merced, CA)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- Bank of America (San Francisco, CA)
- …of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School ... or equivalent **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation,… more
- Citigroup (Palo Alto, CA)
- …work under tight deadlines + Excellent verbal and written communication skills + FINRA Series 7/66 or (7 & 63/65) **Education:** + Bachelor's/University degree or ... equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Client Onboarding **Time Type:** Full time **Primary Location:** Palo Alto California United States **Primary Location Full Time Salary Range:** $98,960.00 - $148,440.00 In… more