• Compliance Sr. Manager, GWS Products

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Securities Exchange Commission (SEC); Financial Industry Regulatory Authority ( FINRA ); state securities regulatory agencies; Federal Deposit Insurance Corporation ... (FDIC).. + Investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry operations. + Financial markets and products. **Advanced skill in:** + Planning and scheduling work to meet… more
    Raymond James Financial, Inc. (07/02/25)
    - Related Jobs

  • Trade Finance Ops - Commercial LC Analyst

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (07/01/25)
    - Related Jobs

  • Merchant Services Client Solution Manager II…

    PNC (FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/30/25)
    - Related Jobs

  • Operational Risk Management, Assistant Vice…

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/28/25)
    - Related Jobs

  • Cyber Security Technical Advisor (GRC) - AVP

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/28/25)
    - Related Jobs

  • Sr. Splunk SIEM Engineer - Vice President

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/28/25)
    - Related Jobs

  • Syndicated Loan Operations Analyst

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/19/25)
    - Related Jobs

  • Syndicated Loan Operations AVP

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/18/25)
    - Related Jobs

  • Relationship Manager I - Business Banking

    PNC (Fort Lauderdale, FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/17/25)
    - Related Jobs

  • Director, Life/Health/Retirement Income - Life…

    USAA (Tampa, FL)
    …is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53) may be required. ... + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a team-oriented… more
    USAA (06/17/25)
    - Related Jobs