• Operational Risk (Markets & Corporate Functions),…

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (08/29/25)
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  • Business Analyst, Trade Finance - AVP

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (08/29/25)
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  • Global Project Solutions - Director

    MUFG (Tampa, FL)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (08/29/25)
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  • Hogan Reliability Engineer - 2

    US Bank (Tallahassee, FL)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (08/29/25)
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  • Branch & Business Center Assistant Manager…

    PNC (Deerfield Beach, FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (08/28/25)
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  • Manager, SEC Reporting - Hybrid

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* Series 99, or ability to obtain within 120 days (as required by FINRA ), may be required depending on assigned functional area. **Travel Required:** Yes, 5 % ... of the Time **Hybrid** - In office 3 days a week more
    Raymond James Financial, Inc. (08/28/25)
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  • AML Sanctions Advisor - LOB Oversight

    PNC (Jacksonville, FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (08/28/25)
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  • Branch Manager II - New Port Richey, Florida

    PNC (Port Richey, FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (08/28/25)
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  • Regional Coordinator - Fort Pierce, Florida

    PNC (Fort Pierce, FL)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (08/28/25)
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  • Sr. Investment Practice Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Provide a high level of customer service. **Licenses/Certifications** + Ability to obtain FINRA Licenses (as required). **Travel Required:** + Up to 20%. Must have a ... valid driver's license and be eligible for coverage under the firm's Vehicle Fleet Safety Policy to drive on company business. more
    Raymond James Financial, Inc. (08/28/25)
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