- Capital One (New York, NY)
- …5 years of experience in healthcare services and healthcare technology industries + FINRA Licenses - 63, 79, SIE **Preferred Qualifications:** + At least 9 years ... of investment banking experience including Mergers & Acquisitions **_At this time, TripleTree as part of Capital One will not sponsor a new applicant for employment authorization for this position._** **_\#CapMkts_** The minimum and maximum full-time annual… more
- JPMorgan Chase (New York, NY)
- …excel in a fast-paced, collaborative work environment. + Must possess or obtain FINRA Series 79, Series 63, and Securities Industry Essentials (SIE) licenses within ... three months of hire, and hold a bachelor's degree in Business, Finance, Accounting, or a related field. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the… more
- MUFG (New York, NY)
- …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
- Citigroup (New York, NY)
- …operational/settlement procedures + Prior experience in a client facing role + FINRA Licenses **SIE, 3, 7, 63** **Education:** + Bachelor's degree/University degree ... or equivalent experience + Master's degree preferred **Job Family Group:** Institutional Sales **Job Family:** Investor Sales **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:**… more
- SMBC (New York, NY)
- …may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required. ... SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at ###@smbcgroup.com. more
- MUFG (New York, NY)
- …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
- Nuveen Investments (New York, NY)
- …(Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7; Series 63 **Physical Requirements** ... + Physical Requirements: Sedentary Work **Career Level** 8IC **QUALIFICATIONS:** **Required:** + Minimum of 10 years of experience in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit industry +… more
- MUFG (New York, NY)
- …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
- Coinbase (Albany, NY)
- …* Certifications: PSP, CPP, CHPA, or CEM. * Regulatory exposure: SOX, FFIEC, FINRA , GDPR, CCPA. Position ID: 2819 \#LI-Hybrid *Pay Transparency Notice:* Depending on ... your work location, the target annual salary for this position can range as detailed below. Full time offers from Coinbase also include target bonus + benefits (including medical, dental, vision and 401(k)). Pay Range: $302,515-$355,900 USD Please be advised… more
- SMBC (New York, NY)
- …may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required. ... SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at ###@smbcgroup.com. more