- SMBC (White Plains, NY)
- …may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required. ... SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at ###@smbcgroup.com. more
- Raymond James Financial, Inc. (New York, NY)
- …position. Must live near a major airport hub.** **Licenses/Certifications** : + ** FINRA SIE** - Not required, but _highly preferred_ **Responsibilities** : + Resolve ... queries from internal or external customers or suppliers by providing information on complex processes and the related policies, referring issues to others where necessary for interpretation of policy. + Interpret data and identify possible answers. Involves… more
- EPAM Systems (New York, NY)
- …workflows + Understanding of regulatory frameworks (eg, NAIC, Solvency II, SEC, FINRA ) + Experience with DevOps tools (Jenkins, GitLab CI, Docker, Kubernetes) + ... Familiarity with Agile methodologies (Scrum, SAFe) + Experience with other low-code platforms (eg, OutSystems, PowerApps) **We offer** + Medical, Dental and Vision Insurance (Subsidized) + Health Savings Account + Flexible Spending Accounts (Healthcare,… more
- Raymond James Financial, Inc. (New York, NY)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7and 63 licenses (or International Equivalent) required. ... Maintains contact with Institutional Investors (clients) to, among other responsibilities, facilitate meetings, conference calls, deliver written research, and develop business relationships with assigned institutional accounts. Maintains high level of… more
- Truist (New York, NY)
- …(or Series 7 if licensed prior to 2019); Series 63; Series 87; or Series 86 or FINRA waiver for those w/ completed CFA II license). * The annual base salary for this ... position: $180,000 - 195,000 **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though… more
- Wells Fargo (New York, NY)
- …algorithms, memory management, etc. + Basic knowledge and understanding of SEC, FINRA and international regulators + Domain expertise in Fixed Income (Rates, Spread) ... and FX , coupled with hands-on experience in building electronic trading platforms and/or components is a huge plus. + Experience working on low latency high-throughput transactional systems + Experience in low-latency/real-time development and optimization… more
- Wells Fargo (New York, NY)
- …markets business and processes + Basic knowledge and understanding of SEC, FINRA and international regulations + Working knowledge on Agile best practices **Job ... Expectations:** + Lead complex initiatives on selected domains + This position is not eligible for Visa sponsorship + Relocation assistance is not available for this position + Position offers a hybrid work schedule **Posting Location:** 150 E 42nd St. New… more
- SMBC (New York, NY)
- …may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required. ... SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at ###@smbcgroup.com. more
- Citigroup (New York, NY)
- …and reporting control issues with transparency. **Qualifications:** + 10+ years of experience + FINRA Licensing - SIE, Series 63 & 79 (current or ability to obtain) ... + Sound knowledge of banking and investment products and process as well as a track record of providing sound banking and financial advice and solutions to clients + Demonstrates intermediate to advanced credit skills; structures more complex deals, including… more
- SMBC (New York, NY)
- …may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required. ... SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at ###@smbcgroup.com. more