- PNC (PA)
- …should have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses (series 24 or 53) are preferred for this role and/or public ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Lincoln Financial (Radnor, PA)
- …degree or equivalent work experience (4 years of experience in lieu of Bachelor's) + FINRA Series License 6 - Upon Hire + FINRA Series License 26 - ... Upon Hire **Application Deadline** Applications for this position will be accepted through September 12th, 2025 subject to earlier closure due to applicant volume. **Level:** M5 The pay range for this position is $157,000 - $285,600 with **anticipated pay for… more
- Thrivent Financial (Philadelphia, PA)
- …or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. + ... are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA 's Broker Check for more information about our financial advisors. Thrivent… more
- PNC (Wexford, PA)
- …may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Candidates being ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (PA)
- …may be considered. **Education** Associates **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 (or 66) required. **Pay Transparency** ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Pittsburgh, PA)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7, 66 (or 63 & 65) required. Life and ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Equitable (Philadelphia, PA)
- …payouts + Our operation and compliance infrastructure support * LPL Financial, member FINRA , SIPC, is the clearing broker-dealer for Equitable Advisors, LLC and they ... Securities offered through Equitable Advisors, LLC (NY, NY ###), member FINRA , SIPC (Equitable Financial Advisors in MI & TN). Investment advisory… more
- Thrivent Financial (Pittsburgh, PA)
- …or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. + ... are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA 's Broker Check for more information about our financial advisors. Thrivent… more
- PNC (Pittsburgh, PA)
- …the Swift network (Society of Worldwide Interbank Financial Telecommunication) or FINRA (Financial Industry Regulatory Authority). * Experience working with FX ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Pittsburgh, PA)
- …be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 licenses required **Benefits** PNC offers ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more