- US Bank (Dallas, TX)
- …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
- Deloitte (Dallas, TX)
- …you serve + Upon commencement of employment, have or obtain all required FINRA licenses within sixty (60) days + Must be legally authorized to work ... in the United States without the need for employer sponsorship, now or at any time in the future Preferred: + MBA in Finance, Accounting, and/or Economics or related field + Demonstrated experience performing financial modeling and analysis in a professional… more
- PNC (Dallas, TX)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- PNC (Dallas, TX)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- TIAA (Frisco, TX)
- …(Degree) Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; Series ... 66 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 7IC Related Skills Business Development, Client Relationship Management, Collaboration, Consultative Communication, Continuous Improvement Mindset, Practice Management… more
- Truist (Austin, TX)
- …5. Detail-oriented and able to work independently while managing multiple priorities. 6. FINRA Series 7, 66, 24, and Life, Health and Variable insurance licenses. ... **Preferred Qualifications:** 1. Business degree in business, accounting, finance, banking or equivalent education and related training. **General Description of Available Benefits for Eligible Employees of Truist Financial Corporation:** All regular teammates… more
- PNC (San Antonio, TX)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- TIAA (Dallas, TX)
- …building long-lasting relationships with affluent clients or equivalent experience; Required ** FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series 65; ... Series 66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified Financial Planner (CFP) - Certified Financial Planner Board of Standards preferred Or + Chartered Financial Analyst - Level I… more
- PNC (Houston, TX)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
- PNC (Houston, TX)
- …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more