• New Business Consultant

    Principal Financial Group (Addison, TX)
    …to changing priorities and perform under pressure. + Familiarity with FINRA regulations preferred. **Salary Range Information** Salary ranges below reflect targeted ... base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual… more
    Principal Financial Group (06/27/25)
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  • Business Technology Partner Sr

    PNC (Dallas, TX)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/26/25)
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  • Global Financial Crimes - Americas Issues…

    MUFG (Irving, TX)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/25/25)
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  • Industry Executive - Life Sciences Coverage, South…

    JPMorgan Chase (Dallas, TX)
    …preferred + Flexible to changing business priorities and ability to multitask + FINRA securities licenses 79, 63 and 24 required or ability to obtain within ... reasonable time frame JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP… more
    JPMorgan Chase (06/22/25)
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  • Non Bank Mortgage Loan Originator

    US Bank (Dallas, TX)
    …Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank ... Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and… more
    US Bank (06/19/25)
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  • Insurance Analyst, Multifamily Capital

    PNC (Dallas, TX)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/18/25)
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  • Business Technology Partner (Saturday-Wednesday…

    PNC (Farmers Branch, TX)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/18/25)
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  • Director, Life/Health/Retirement Income - Life…

    USAA (Plano, TX)
    …is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7, 66 (or 63 and 65), 24, and 51 (or 53) may be required. ... + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a team-oriented… more
    USAA (06/17/25)
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  • Senior Software Engineer - Microservices Framework

    PNC (Dallas, TX)
    …Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history. ... **California Residents** Refer to the California Consumer Privacy Act Privacy Notice (https://content.pncmc.com/live/pnc/aboutus/HR/Onboarding/PNC\_CCPA\_Privacy\_Disclosure\_Employee.pdf) to gain understanding of how PNC may use or disclose your personal… more
    PNC (06/17/25)
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  • Global Sanctions Analyst

    MUFG (Irving, TX)
    …the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities ... listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The… more
    MUFG (06/12/25)
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