- MUFG (Tampa, FL)
- …They will also monitor insurance coverage to ensure vendors remain in compliance with their contract. **Major Responsibilities:** + Insurance assessment of vendors + ... + Collection and assessment of certificates of insurance to determine contractual compliance related to insurance coverage + Provide an opinion of the level… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific ... methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues involved with… more
- MUFG (Tampa, FL)
- …multiple environments using various tools and techniques + Support inquiries from compliance teams such as IT risk management and internal and external auditors ... to ensure documentation is complete and processes are in compliance with information security policies + Create reports analyzing activities or trends both within… more
- MUFG (Tampa, FL)
- …+ Provide technical expertise and guidance to internal teams to ensure compliance with security standards and regulations. + Conduct vulnerability assessments on a ... + Experience in infrastructure vulnerability assessments, risk analysis, and compliance testing. + Strong understanding of infrastructure components including… more
- US Bank (Tallahassee, FL)
- …Conducts code reviews to provide guidance on engineering best practices and compliance with development procedures - Accountable for ensuring all aspects of product ... development follow compliance and security best practices - Exhibits relentless focus...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …manages, and reports on risks in alignment with regulatory expectations from FINRA , SEC, and the Federal Reserve. **Job Summary** Under general supervision, uses ... risk management perspective. The intern will collaborate with teams across Supervision, Compliance , Legal, and Regulatory Risk. **Start Date:** Monday, June 1, 2026… more
- PNC (Aventura, FL)
- …of a broad range of eco-system partners. Accountable for risk management and compliance in a complex business environment. Builds a high performing team through the ... and sound decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures.… more
- MUFG (Tampa, FL)
- …27001, NIST 800 series, FFIEC, SOC2, FedRAMP, STAR, etc.) + Support inquiries from compliance teams such as IT risk management and internal and external auditors to ... ensure documentation is complete and processes are in compliance with information security policies + Create reports analyzing activities or trends both within and… more
- MUFG (Tampa, FL)
- …Experience working with vendors and executing outsourcing initiatives + Familiar with compliance issues related to vendor due diligence and vendor risk monitoring + ... Work within the bank's policies as they relate to vendor management, compliance , security, etc **EDUCATION** + Degree or equivalent work experience preferred **WORK… more
- Citigroup (Miami, FL)
- …loop process. + Ensures customer claims and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and other compliance norms ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
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