- PNC (Garner, NC)
- …of a broad range of eco-system partners. Accountable for risk management and compliance in a complex business environment. Builds a high performing team through the ... and sound decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures.… more
- US Bank (Charlotte, NC)
- …and procedures. The role will partner with other Enterprise Financial Crimes Compliance (EFCC) departments and Business Lines to complete due diligence review and ... any special projects or critical casework. + Actively ensures compliance with the US Bank Code of Ethics and...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- US Bank (Charlotte, NC)
- …within their access, and maintain a high standard of accuracy and compliance . Essential Functions: - Complete a variety of high-volume, process-driven tasks such ... accurate and organized records across systems, following established procedures and compliance requirements. - Contribute to team efficiency by identifying potential… more
- US Bank (Charlotte, NC)
- …performance, and continually monitor risk profile of debt transactions in compliance with all applicable banking regulatory requirements and internal procedures. + ... revision of internal policies and procedures. + Actively ensure compliance with the US Bank Code of Ethics and...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- SMBC (Charlotte, NC)
- …to Agile ceremonies and sprint planning. * Ensure regulatory readiness and compliance through robust system design. **Qualifications and Skills** * 10+ years of ... certifications (Developer, Functional Consultant, Solution Architect). * Experience in ESG, compliance , or financial services domains. * Knowledge of cloud platforms… more
- US Bank (Charlotte, NC)
- …Conducts code reviews to provide guidance on engineering best practices and compliance with development procedures - Accountable for ensuring all aspects of product ... development follow compliance and security best practices - Exhibits relentless focus...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- US Bank (Charlotte, NC)
- …Conducts code reviews to provide guidance on engineering best practices and compliance with development procedures - Accountable for ensuring all aspects of product ... development follow compliance and security best practices - Exhibits relentless focus...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- SMBC (Charlotte, NC)
- …integration and deployment pipelines. * Monitor system performance, ensure security compliance , and implement best practices for scalability and reliability. * ... (Prometheus, LogicMonitor, Cribl). * Understanding of security frameworks and compliance standards (eg, CIS, NIST). **Additional Requirements** SMBC's employees… more
- US Bank (Charlotte, NC)
- …for key initiatives. 9. Act as a liaison between sales, technology, compliance , and operations to ensure alignment and execution of strategic priorities. Facilitate ... workshops, training sessions, and stakeholder meetings. 10. Actively ensure compliance with the US Bank Code of Ethics and...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- PNC (Charlotte, NC)
- …the asset, market and economic data to determine the economic impact and/or compliance impact for the operation of the assets. Interprets loan documents and ... reports, escalate and resolve issues accordingly, and manage credit risk and compliance documentation. Improves policies and processes as necessary. + Engages in… more