- US Bank (Charlotte, NC)
- …+ Collaborate with cross-functional teams to define and deliver features. + Ensure compliance with security and regulatory standards (eg, PCI DSS, HIPAA). + Monitor ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- SMBC (Charlotte, NC)
- …Dimension tables. + Familiarity with data governance, data quality frameworks, and compliance best practices. + Experience with cloud-based data platforms such as ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- SMBC (Charlotte, NC)
- …Hub) architecture, event models and accounting rules. * Define and ensure compliance with data governance, financial controls, and audit requirements. * Drive ... may not be permitted for certain roles, including, for example, certain FINRA -registered roles for which in-office attendance for the entire workweek is required.… more
- US Bank (Charlotte, NC)
- …the AML/BSA- transaction monitoring program for the Enterprise Financial Crimes Compliance (EFCC) Financial Intelligence Unit (FIU). Beyond the creation and support ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- US Bank (Charlotte, NC)
- …to bank product partners; special projects as needed related to billing, compliance , administration; and, other duties as assigned. **_Base pay for this role ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- US Bank (Charlotte, NC)
- …center products and ecosystems, this role drives agility, innovation, and compliance within a financial services environment. Operating within an agile framework, ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- PNC (Raleigh, NC)
- …relevant information for accuracy. Performs common processing and ensures compliance with standard regulations and processes. May administer complex implementation ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Coinbase (Charlotte, NC)
- …risk assessments to make informed, risk-based recommendations to programs; ensure compliance with local regulations and insurance requirements. * Drive business ... * Certifications: PSP, CPP, CHPA, or CEM. * Regulatory exposure: SOX, FFIEC, FINRA , GDPR, CCPA. Position ID: 2819 \#LI-Hybrid *Pay Transparency Notice:* Depending on… more
- US Bank (Charlotte, NC)
- …Banking. They will also be engaged in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. They will act ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- US Bank (Charlotte, NC)
- …preparing and presenting credit requests for Credit Approval. Maintaining a compliance monitoring and financial statistic database that tracks credit agreement ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more