- TD Bank (Philadelphia, PA)
- …+ The role will adhere to all relevant Retail/Wealth policies, procedures, FINRA and regulatory banking requirements + Engages in conversations with customers about ... for Operational Excellence by championing and reviewing team against compliance with regulations; fully understanding accountability in driving an operationally… more
- PNC (Pittsburgh, PA)
- …assistance to entire market on portfolio-wide initiatives, and maintaining compliance with corporate procedures. + Assists corporate territory facilities manager ... Real Estate, Managing Multiple Priorities, Occupational Safety and Health Standards (OSHS) Compliance , Problem Solving, Project Management, Real Estate Law & Policy … more
- PNC (Pittsburgh, PA)
- …communication strategies. Engages the lines of business to review and challenge compliance with programs. + Coordinates and implements the risk management program to ... risk expertise while working with the businesses and other risk partners (eg, Compliance , Technology Risk, etc.) to proactively identify risk exposures across PNC. +… more
- PNC (Pittsburgh, PA)
- …and REST APIs, Identity products/applications, as well as supporting compliance with modern security best practices. Specific job responsibilities include: ... design across development and engineering * Influences, leads and supports compliance with technical design and development of software solutions * Continuously… more
- PNC (Pittsburgh, PA)
- …risk management program and corresponding communication strategies. Reviews and challenges compliance with programs. + Ensures the risk management program is ... risk expertise while working with the businesses and other risk partners (eg, Compliance , Technology Risk, etc.) to proactively identify risk exposures across PNC. +… more
- JPMorgan Chase (Bethel Park, PA)
- …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life ... within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training + Excellent… more
- PNC (Pittsburgh, PA)
- …banker experiences. It is also responsible for securing alignment with Legal, Compliance and Risk stakeholders to ensure all features meet internal standards while ... throughout the origination journey. * Partner with governance stakeholders including Legal, Compliance , and Risk to gather and align on requirements to ensure… more
- PNC (PA)
- …to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance organization, you will have the ability to work from your home location in ... outside vendor who prepares tax returns in order to meet fiduciary compliance needs. Provides information required by outside vendor to prepare returns; consults… more
- PNC (Pittsburgh, PA)
- …& Domain Knowledge -Exposure to financial services domain: payments, risk management, compliance , or fraud detection. -Ability to translate business use cases into ... a plus. -Awareness of data governance, lineage, and regulatory compliance is a plus. Soft Skills & Agile Practices...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- SitusAMC (Harrisburg, PA)
- …closing mechanics with middle office, conduit funding desk, operations, legal, compliance and other internal stakeholders to close and fund new transactions, ... Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal… more