- PNC (Pittsburgh, PA)
- …expertise while working with the businesses and other risk partners (eg, Compliance , Cyber Security, Technology and Operations Risk, etc.) to proactively identify ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments,… more
- PNC (Pittsburgh, PA)
- …this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Vanguard (Malvern, PA)
- …interaction. Operate with discipline and ensure all activities meet regulatory and compliance standards. + Drive growth with purpose - Develop and execute strategic ... of regulatory environment and ensures that Vanguard operates in compliance with applicable regulations. + Coaches, collaborates, and provides...willingness to travel a minimum of 60% required. + FINRA Series 6 or 7 and 63 or ability… more
- PNC (Pittsburgh, PA)
- …lifecycle. As part of the first line of defense, supports risk management, compliance , and audit needs as necessary. * Monitors and analyzes business results of ... of the first line of defense, supports risk management, compliance , and audit needs as necessary. + Monitors and...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- PNC (Pittsburgh, PA)
- …and DevSecOps practices, ensuring rapid delivery while maintaining security, compliance , and reliability standards. * Partner with security, infrastructure, and ... compliance teams to ensure platform resilience against cyber threats...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- PNC (PA)
- …this position. **Preferred Skills** Analytical Thinking, Capital Management, Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Pittsburgh, PA)
- …workflows . Overseeing vulnerability management tasks, ensuring secure code and compliance with internal security standards . Collaborating across teams, mentor ... DevOps & Platform: Git, Jenkins, Bitbucket, Docker, Red Hat OpenShift(OCP), SonarQube . Compliance & Security: Audit ready workflows and securing coding PNC will not… more
- ADP (Allentown, PA)
- …experience + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority ( FINRA ) Series 6 and 63 licensing is a plus; candidates with great ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more
- PNC (Drexel Hill, PA)
- …Real Estate, Managing Multiple Priorities, Occupational Safety and Health Standards (OSHS) Compliance , Problem Solving, Project Management, Real Estate Law & Policy ... Compliance **Work Experience** Roles at this level typically require...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- PNC (Pittsburgh, PA)
- …ensuring all records are accurate for financial reporting and are in compliance with any regulations. The team managed performs the daily reconciliation of ... in this position. **Preferred Skills** Accountability, Customer Solutions, Ensure Compliance , Personal Initiative, Process Improvements, Results-Oriented, Risk Mitigation Strategies,… more