- MUFG (Irving, TX)
- …Experience** + Bachelor's degree required + Experience in supporting ABC compliance program development and maintenance + Experience interacting with business, ... control function and compliance personnel + Strong organizational and communication skills +...background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major… more
- MUFG (Irving, TX)
- …transaction monitoring and sanctions screening applications. + **Ensure strict compliance ** with technical best practices, standards, and policies, maintaining the ... **Sanctions Screening:** Skilled in conducting sanctions screening to ensure compliance with regulatory requirements and prevent transactions involving sanctioned… more
- MUFG (Irving, TX)
- …projects will be assigned regularly **Qualifications:** + Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience ... business partners. + Familiarity with Actimize and other financial crime, risk and compliance applications is a plus. + Effective Internet and research skills and… more
- MUFG (Irving, TX)
- …3+ years of experience in Financial Services, preferably in Financial Crimes Compliance , Financial Crimes Operations + 3+ years of experience drafting, writing, ... with MUFG management and stakeholders + Strong interest in financial crimes compliance , including economic sanctions + Ability to interpret regulations and apply… more
- US Bank (Irving, TX)
- …assets by providing governance and oversight on critical data and ensuring compliance with regulations. The Enterprise Data Governance (EDG) Senior Lead will support ... - Thorough knowledge of Data Management / Governance and Risk/ Compliance /Audit competencies - Understanding of the business line's operations,...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- PNC (Dallas, TX)
- …and/or managed to ensure customer satisfaction. + Establishes and ensures compliance with internal policies and procedures. Recommends and influences policy and ... in this position. **Preferred Skills** Accountability, Customer Solutions, Ensure Compliance , Personal Initiative, Process Improvements, Results-Oriented, Risk Mitigation Strategies,… more
- MUFG (Irving, TX)
- …This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities globally. In this role, ... institutions with at least 5-6 years in risk management, preferably in the compliance /FCC space. + Specific knowledge of risk assessment processes as applied to… more
- MUFG (Irving, TX)
- …+ Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative testing and ... neural networks, fuzzy logic matching, decision trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC, and… more
- PNC (Dallas, TX)
- …documents to ensure that the portfolio has adequate coverage and is in compliance with internal policies and procedures. Works with general partners to ensure that ... on insurance decisions. Act as first line of defense, supports risk management, compliance , and audit needs as necessary. PNC Employees take pride in our reputation… more
- PNC (Dallas, TX)
- …of collateral on the Borrowing Base Certificates.Ensures that the Borrowing Base is in- compliance and being managed per the terms and conditions stipulated in the ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more