- PNC (Dallas, TX)
- …& programming. These may include, but are not limited to, required compliance training, sales / servicing initiatives, and professional development opportunities for ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Farmers Branch, TX)
- …expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit). Monitors changes in internal and external factors and ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- US Bank (Irving, TX)
- …center products and ecosystems, this role drives agility, innovation, and compliance within a financial services environment. Operating within an agile framework, ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- PNC (Dallas, TX)
- …statements, market, and economic data to determine the economic impact and/or compliance impact for the operation of the assets. May follow-up with internal ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (San Antonio, TX)
- …and procedures within a region and area of responsibility, service contracts and related compliance with the Bank Protection Act (BPA) in a market. + Offers subject ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Houston, TX)
- …relevant information for accuracy. Performs common processing and ensures compliance with standard regulations and processes. May administer implementation plans. ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- Coinbase (Austin, TX)
- …risk assessments to make informed, risk-based recommendations to programs; ensure compliance with local regulations and insurance requirements. * Drive business ... * Certifications: PSP, CPP, CHPA, or CEM. * Regulatory exposure: SOX, FFIEC, FINRA , GDPR, CCPA. Position ID: 2819 \#LI-Hybrid *Pay Transparency Notice:* Depending on… more
- PNC (Dallas, TX)
- …data products meet high standards of quality, reliability, security, and compliance with financial regulations and ethical data practices. * Foster Cross-Functional ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Houston, TX)
- …and sound decision making to mitigate sales practice risk. Ensures compliance with regulatory guidelines and adherence to established policies and procedures. ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Dallas, TX)
- …be successful in this position. **Preferred Skills** Capital Management, Compliance Requirements, Corporate Accounting, Credit Assessment, Customer Experience (CX), ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more