- MUFG (Irving, TX)
- …will be responsible for preparing Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. **Responsibilities** + ... transactions and report suspicious activity as required + Communicate with AML Compliance Manager any activity and trends that could implicate potential money… more
- MUFG (Irving, TX)
- …enterprise risk framework. As a strategic leader within the Financial Crimes Compliance function, you will bring deep expertise in quantitative modeling, sanctions ... compliance systems, regulatory policy, and banking operations. You will...background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major… more
- MUFG (Irving, TX)
- …in supporting global initiatives, managing multi-stakeholder projects (Business, Compliance and Technology), and ensuring regulatory-compliant data operations across ... + Develop and implement scalable frameworks for cross-border data transfer in compliance with global regulations (eg, GDPR, CCPA, APAC-specific laws). + Populate… more
- Bank of America (Dallas, TX)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- PNC (Dallas, TX)
- …in PNC Midland's Insurance department you will be responsible for determining compliance of commercial insurance policies on real estate loans. Typical duties ... agents to obtain evidence of insurance, paying insurance premiums, insurance compliance , and working to resolve any noncompliant insurance items. Additional… more
- MUFG (Irving, TX)
- …This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment activities globally with an emphasis on sanctions ... and execution of MUFG's risk assessment processes with an emphasis on sanctions compliance risk analysis. + Serving as sanctions subject matter expert for risk… more
- MUFG (Irving, TX)
- …team will provide more details. As a member of the Global Sanctions Compliance Department (GSCD), this contributor will be a sanctions regulations subject matter ... sanctions controls (as applicable) to comply. + **Interacting with regional sanctions compliance teams** on both routine and strategic matters to further develop… more
- MUFG (Irving, TX)
- …Global Financial Crimes Division ("GFCD") is seeking a Vice President for a compliance role with experience in AML Program Oversight. The individual should possess ... potential AML risks to the Bank. The role will actively liaise with compliance and business groups globally, to collaborate with and recommend appropriate AML… more
- MUFG (Irving, TX)
- …Quality Assurance (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department. GFCD works to ensure that our ... Reviewer, you will contribute to the operation of the financial crime compliance framework. Thus, your responsibilities and accountabilities include, but are not… more
- PNC (Dallas, TX)
- …reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan ... required + Reviews reports to identify exceptions, monitor quality and ensure compliance . Participates in risk mitigation activities. May serve as a subject matter… more