• Relationship Banker Sierra Valley District

    Wells Fargo (Placerville, CA)
    …Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized ... be required + For the following states where hired, FINRA Series 65 (or equivalent) examination will...for dependent children + Adoption reimbursement **Posting End Date:** 4 Sep 2025 **_Job posting may come down early… more
    Wells Fargo (08/29/25)
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  • Senior Branch Premier Banker Hawthorne Main

    Wells Fargo (Hawthorne, CA)
    …private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA ... outlined in the job expectations below **Required Qualifications:** + 4 + years of customer service experience, or equivalent demonstrated...sales practices risk management culture + Current registration for FINRA Series 6 and Series … more
    Wells Fargo (08/30/25)
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  • Senior Registered Client Associate

    Wells Fargo (Palo Alto, CA)
    …military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... personnel and training for entry-level Client Associates **Required Qualifications:** + 4 + years of Brokerage and Client Services experience, or equivalent… more
    Wells Fargo (08/30/25)
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  • Principal Mid-Corp Relationship Manager - Food…

    Wells Fargo (San Francisco, CA)
    …Authority ( FINRA ) license(s) is required for ongoing employment in this position. FINRA Series 63 and 79 examinations, or equivalent must be completed within ... needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be...for dependent children + Adoption reimbursement **Posting End Date:** 4 Sep 2025 **_Job posting may come down early… more
    Wells Fargo (08/26/25)
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  • Corporate & Institutional Banking Development…

    PNC (Los Angeles, CA)
    …**Certifications** No Required Certification(s) **Licenses** Public Finance & Healthcare - SIE, Series 52 & 63 (79 optional) within 180 days of employment. Asset ... employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7, and 63 within...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
    PNC (08/09/25)
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  • Financial Advisor

    Edward Jones (Grass Valley, CA)
    …with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)( 4 ) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and ... conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...+ SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be… more
    Edward Jones (08/20/25)
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  • Financial Professional

    Equitable (San Diego, CA)
    …a positive impact in the lives of its clients. Our network of over 4 ,300 financial professionals across the US is committed to fostering relationships that help ... achieve meaningful financial wellness. In total, ​​Equitable​ Advisors serves 2. 4 million clients nationwide. Our mission is simple: to...experience + **Licensing** : State Life & Health, SIE, Series 7, Series 66 + **Personal Attributes**… more
    Equitable (08/29/25)
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  • Lead Alternative Investment Consultant

    Wells Fargo (San Francisco, CA)
    …of the following: work experience, training, military experience, education + Successfully completed FINRA Series 7 and 63 exams to qualify for immediate ... registration (or FINRA recognized equivalents) **Desired Qualifications:** + 4 + years of wholesaler or like experience in Alternative Investment product… more
    Wells Fargo (08/16/25)
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  • Associate Financial Advisor

    Edward Jones (Irvine, CA)
    …with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)( 4 ) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and ... conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...+ High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if… more
    Edward Jones (08/29/25)
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  • Relationship Manager - TPA Customer Care…

    Principal Financial Group (Los Angeles, CA)
    …licensed): + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... Are** + Bachelor's degree or 8 years of equivalent experience required and 4 + years retirement industry experience + Must become an associated person of Principal… more
    Principal Financial Group (08/28/25)
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