• Registered Client Service Associate

    Comerica (Costa Mesa, CA)
    … 7 and Series 63 licenses required + Willingness and ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses + ... and multitask. Position Responsibilities: This position holds responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service, and Teamwork.… more
    Comerica (09/02/25)
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  • Merrill Financial Solutions Advisor (Partially…

    Bank of America (Chico, CA)
    …they need to remain vibrant and vital. **Required Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + 4 + years of progressive ... for the position: FDIC; Safe Act; Loan Originators; and FINRA **Responsibilities:** + Learns how to provide tailored and...professional and/or military experience + Ability to obtain Series 7 and 66 licenses within allotted program time… more
    Bank of America (07/22/25)
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  • Financial Advisor

    Thrivent Financial (Costa Mesa, CA)
    …you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. +… more
    Thrivent Financial (06/25/25)
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  • US Experienced Financial Advisor

    Edward Jones (Ontario, CA)
    …with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)( 4 ) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and ... conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required +… more
    Edward Jones (08/13/25)
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  • Wealth Management, Senior Alternative Investment…

    JPMorgan Chase (Los Angeles, CA)
    …teamwork and interpersonal skills. + Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7) and Uniform ... Morgan Asset & Wealth Management, with client assets of $2. 4 trillion, is a global leader in investment and...Securities Agent State Law Examination (ie Series 63) required (may take these exams after commencement… more
    JPMorgan Chase (08/02/25)
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