- Wells Fargo (Sachse, TX)
- …private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA ... outlined in the job expectations below **Required Qualifications:** + 4 + years of customer service experience, or equivalent demonstrated...sales practices risk management culture + Current registration for FINRA Series 6 and Series … more
- Navy Federal Credit Union (North Richland Hills, TX)
- …service operations to include understanding of effective member/customer service philosophy + FINRA principal registration Series 24 + FINRA registrations ... and policies + CRCP, IACCP and/or CSCP Certification + FINRA principal registration Series 53 Hours: Monday...Series 53 Hours: Monday - Friday, 8:00AM - 4 :30PM Location: 5550 Heritage Oaks Dr. Pensacola, FL 32526… more
- Equitable (Dallas, TX)
- …a positive impact in the lives of its clients. Our network of over 4 ,300 financial professionals across the US is committed to fostering relationships that help ... achieve meaningful financial wellness. In total, Equitable Advisors serves 2. 4 million clients nationwide. Our mission is simple: to...experience + **Licensing** : State Life & Health, SIE, Series 7, Series 66 + **Personal Attributes**… more
- Truist (Houston, TX)
- …those licensed prior to October 2019), Series 63, Series 87 and either the Series 86 or a FINRA waiver for those who have completed CFA II. 3. Minimum of ... roadshows, conferences, field trips, bus tours, and conference calls. 4 . Conduct independent industry assessments and company-specific research reports....Top Off (or Series 7 for… more
- Charles Schwab (Houston, TX)
- …4 + years financial sales leadership experience **Preferred** **qualifications** + Active and valid FINRA Series 24 license + CFP, CFA, CIMA, and/or AAMS + ... **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series... Series 7 license + Active and valid Series 66 (63/65) license required (may be obtained within… more
- USAA (Plano, TX)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA Series ... to be licensed and registered in all required states and jurisdictions. + 4 years of financial industry and/or sales experience. + Experience delivering frequent… more
- Truist (Dallas, TX)
- …products for the mass affluent market. 4 . A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... for clients, their attorneys and Certified Public Accountants (CPAs). 4 . Meet revenue growth, profitability and retention goals by...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
- Bank of America (Dallas, TX)
- …independently + Communications, attention to detail, research/investigative knowledge **Desired Qualifications:** + Series 4 , Series 24 licenses preferred + ... Compliance experience and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series ...+ FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge… more
- Truist (Houston, TX)
- …years of lending or relationship management experience in the financial services industry 3. FINRA : Maintains proper licenses including Series 7, Series 66, ... deposits, loans, and assets under management. Typical book size $3MM-$ 4 .5MM in revenue with emphasis on family wealth relationships...networking in the areas of deposits, loans, and investments. 4 . Act as "face" of private practice within Legal… more
- Truist (Houston, TX)
- …Bachelor's Degree 2. 5-7 years or more of banking experience in portfolio-oriented roles 3. FINRA : Series 7, Series 66, Life, Health, and Variable insurance ... deposits, loans, and assets under management. Typical book size $3MM-$ 4 .5MM in revenue with emphasis on family wealth relationships...networking in the areas of deposits, loans, and investments. 4 . Act as "face" of private practice within LSG… more