- Principal Financial Group (Dallas, TX)
- …licensed): + Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA ... Are** + Bachelor's degree or 8 years of equivalent experience required and 4 + years retirement industry experience + Must become an associated person of Principal… more
- USAA (Plano, TX)
- …maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA Series ... to be licensed and registered in all required states and jurisdictions. + 4 years of financial industry and/or sales experience. + Experience delivering frequent… more
- Truist (Dallas, TX)
- …products for the mass affluent market. 4 . A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable ... for clients, their attorneys and Certified Public Accountants (CPAs). 4 . Meet revenue growth, profitability and retention goals by...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
- Truist (Dallas, TX)
- …years of lending or relationship management experience in the financial services industry 3. FINRA : Maintains proper licenses including Series 7, Series 66, ... deposits, loans, and assets under management. Typical book size $3MM-$ 4 .5MM in revenue with emphasis on family wealth relationships...networking in the areas of deposits, loans, and investments. 4 . Act as "face" of private practice within medical… more
- Bank of America (Dallas, TX)
- …independently + Communications, attention to detail, research/investigative knowledge **Desired Qualifications:** + Series 4 , Series 24 licenses preferred + ... Compliance experience and/or knowledge of financial crimes typologies + FINRA licenses including the SIE or Series ...+ FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge… more
- Truist (Houston, TX)
- …Bachelor's Degree 2. 5-7 years or more of banking experience in portfolio-oriented roles 3. FINRA : Series 7, Series 66, Life, Health, and Variable insurance ... deposits, loans, and assets under management. Typical book size $3MM-$ 4 .5MM in revenue with emphasis on family wealth relationships...networking in the areas of deposits, loans, and investments. 4 . Act as "face" of private practice within LSG… more
- Thrivent Financial (The Woodlands, TX)
- …you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. +… more
- Edward Jones (El Paso, TX)
- …with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)( 4 ) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and ... conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required +… more
- Charles Schwab (Westlake, TX)
- …this wealth management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...success in a dynamic industry. The program journey involves 4 -5 months of licensing exam preparation. This time is… more
- Thrivent Financial (Dallas, TX)
- …must be currently active or obtained within 90 days of hire - Life and Health, Series 7, Series 66 + State insurance licensed and appointed in life, health and ... as adoption and surrogacy assistance + Tuition reimbursement + 4 -weeks of paid time off, plus up to 20...credentialed to provide investment advisory services. Visit Thrivent.com or FINRA 's Broker Check for more information about our financial… more