- Citigroup (Los Angeles, CA)
- …tools and capabilities. **Education:** + Bachelor's/University degree, Master's degree preferred + Licenses: FINRA Licensed Series 7 , 63/ 66 **Job Family ... Group:** Private Client Coverage **Job Family:** Private Banker **Time Type:** Part time **Primary Location:** 300 SOUTH GRAND AVENUE LOS ANGELES **Primary Location Full Time Salary Range:** $200,000.00 - $300,000.00 In addition to salary, Citi's offerings may… more
- TIAA (Pasadena, CA)
- …+ 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 **Licenses ... and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9IC Related Skills Business Development, Client Relationship Management,… more
- TIAA (Sherman Oaks, CA)
- …with affluent clients or equivalent experience; Required ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified Financial Planner (CFP) - Certified Financial Planner Board of Standards preferred Or + Chartered Financial Analyst - Level I -… more
- Nuveen Investments (San Francisco, CA)
- …Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... years of experience in the asset management industry **Preferred:** + Minimum of 7 years experience in the CLO and/or structured credit industry + Bachelor's degree… more
- Bank of America (San Francisco, CA)
- …Communications **Required Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7 , 63/65 or 66 + Displays advanced industry knowledge ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- Principal Financial Group (San Francisco, CA)
- …I or progress preferred but not required. + FINRA licensing including SIE or equivalent, series 7 and series 63 required within 6 months + Must be able ... to attend to and prioritize day-to-day demands while maintaining a strategic, analytical focus. **Salary Range Information** Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales… more
- Wells Fargo (Van Nuys, CA)
- …Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized ... be required + For the following states where hired, FINRA Series 65 (or equivalent) examination will...for dependent children + Adoption reimbursement **Posting End Date:** 7 Sep 2025 **_Job posting may come down early… more
- JPMorgan Chase (Los Angeles, CA)
- …and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform Securities Agent State Law Examination (ie ... Series 63) required (may take these exams after commencement of employment) JPMorganChase, one of the oldest financial institutions, offers innovative financial… more
- PNC (Los Angeles, CA)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- Bank of America (Walnut Creek, CA)
- …compliance to industry regulations, and policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent...with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours… more