- Bank of America (Los Angeles, CA)
- …policies and procedures **Key Qualifications for the role:** + Candidates are **required** to currently hold Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) equivalent licenses...with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Newport Beach, CA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent...with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (San Diego, CA)
- …prioritizing, inspecting and appropriately delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 ... Series 65), Series 9 AND Series 10 (or Series 8) or equivalent...with certain specified criminal history for the position: FDIC; FINRA . **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide...for the position: FDIC; Safe Act; Loan Originators; and FINRA **Shift:** 1st shift (United States of America) **Hours… more
- Equitable (Folsom, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Edward Jones (Grass Valley, CA)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses… more
- Equitable (Los Angeles, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Bank of America (Milpitas, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Yuba City, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... criminal history for the position:FDIC, Safe Act/Loan Originators and FINRA . At Bank of America, we are guided by...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more