- Atria Wealth Solutions (Dublin, CA)
- …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... licenses are required. + Series 24 or Series 9/10 Securities Registrations...by Patelco Credit Union and registered through CFS (Member FINRA /SIPC). To learn more about CUSO Financial Services, LP… more
- Edward Jones (Irvine, CA)
- …professionally. **Job Requirements** + High School Diploma/Equivalent required; Bachelor's degree preferred + Series 7 and Series 66 required, if not ... Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding...years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance licenses… more
- Guardian Life (Sacramento, CA)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more
- Citigroup (Loma Linda, CA)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration ... requirements within 150 days of starting in the role. + Insurance Group 1 required. + Must meet ALL Insurance Group 1 requirements within 150 days of starting in the role. + This position requires the employee to register as a mortgage loan originator with the… more
- Comerica (Costa Mesa, CA)
- …+ High School/GED + Advanced college degrees may count towards experience requirement + Series 7 and Series 63 licenses required + Willingness and ... ability to obtain FINRA Series 66 or 65, and resident state appropriate insurance and annuity licenses + 5 years of experience in customer contact + 2 years of… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Licenses and FINRA registrations: Active State Applicable Life Insurance License, Active Series 7 Registration, Active Series 63 Registration, Active ... Series 65 or 66 Registration with state insurance must be acquired within the first six months of hire REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not… more
- Bank of America (Newport Beach, CA)
- …+ Builds relationships with internal and external partners and centers of influence **Required Qualifications:** * Series 7 , 63 and 65 (or Series 7 and ... criminal history for the position: FDIC, Safe Act/Loan Originators and FINRA . **Responsibilities:** + Leads the Client Process Management Process within the… more
- Bank of America (Chico, CA)
- …(SIE) + 4+ years of progressive professional and/or military experience + Ability to obtain Series 7 and 66 licenses within allotted program time + Is a ... criminal history for the position: FDIC; Safe Act; Loan Originators; and FINRA **Responsibilities:** + Learns how to provide tailored and personalized advice to… more
- Thrivent Financial (Lakewood, CA)
- …securities licensed, or insurance licensed. Depending on role, the associate must be: + Securities registered ( series 7 & 66 or 6 & 63) or be willing to do so ... Advisor. Thrivent Investment Management Inc. is the sponsor for FINRA registration and Thrivent Financial for Lutherans is the...the process. Fingerprints will be required as part of FINRA registration process for submission to the Federal Bureau… more
- Thrivent Financial (Costa Mesa, CA)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. +… more