- JPMorgan Chase (Granite Bay, CA)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- JPMorgan Chase (La Canada Flintridge, CA)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license...(JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase… more
- Bank of America (Los Angeles, CA)
- …Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... criminal history for the position: FDIC; Safe Act; Loan Originators; and FINRA . **Role Specifics:** As an Advisor Development Program Financial Solutions Advisor… more
- Bank of America (San Diego County, CA)
- …recommended Schedule: * Monday - Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Edward Jones (Ontario, CA)
- …in your ability to think critically + Passion for new opportunities **Candidate qualifications:** + Series 7 and Series 66 required + Experience in financial ... the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los… more
- Bank of America (Oxnard, CA)
- …of client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by...that a passing score is received for the missing series within 60 days. + Has at least one… more
- Citigroup (Riverside, CA)
- …a goal-oriented team player able to work without direction + US: Current Registration for FINRA series 6, 63, and 65 are required for the role. Individuals with ... Series 7 and 66 or equivalent are encouraged to apply. + Insurance group 1 required; will give 120 days to obtain if not already held. + This position requires… more
- Bank of America (San Francisco, CA)
- …of client needs and potential product services recommended **Required Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... history for the position: FDIC; Safe Act; Loan Originators; FINRA . At Bank of America, we are guided by...that a passing score is received for the missing series within 60 days. + Has at least one… more
- TIAA (Walnut Creek, CA)
- …Preferred **Work Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 65 **Physical Requirements** + Physical ... direct portfolio management experience with individual clients **Preferred Qualifications:** + 7 - 10 years complex, direct portfolio management experience with… more
- TIAA (Sherman Oaks, CA)
- …+ All licenses must be obtained with 120 days from start date. ** FINRA Registrations** + SRC Indicator: Series 65 **Required Qualifications:** + 5+ ... + University (Degree) Preferred **Work Experience** + 5 Years Required; 7 Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career… more