- Bank of America (San Francisco, CA)
- …experience for UHNW families and individuals + Strong Tax, legal research and writing skills + Series 7 & 66 or the ability to obtain these within 120 days + ... + Attention to Detail + Issue Management + Prioritization **Desired Skills:** + 7 years of private law firm practice or similar experience in transfer taxation… more
- Bank of America (Carlsbad, CA)
- …Investments Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- US Bank (Los Angeles, CA)
- …finance, banking, investment management, trust or financial services arenas. + Current, active Series 6/ 7 & 63 certifications are desired, or candidate must be ... fast-paced environment. **REQUIREMENTS** + Bachelor's degree with at least 7 years of related sales experience, preferably in the...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- Bank of America (Palo Alto, CA)
- …Identification + Written Communications **Desired Qualifications** : + Bachelor's Degree + Series 7 and 66 **Minimum Education Requirement:** High School Diploma ... hiring of individuals with certain specified criminal history for the position: FDIC; FINRA **Shift:** 1st shift (United States of America) **Hours Per Week:** 37.5… more
- JPMorgan Chase (San Diego County, CA)
- …1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
- Bank of America (San Jose, CA)
- …Investment Management + Referral Identification + Preferred CRPC designation **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all ... for the_ _position: applicable_ _regulation FDIC, Safe Act/Loan Originators and FINRA ._ **Minimum Education Requirement:** High School Diploma / GED / Secondary… more
- JPMorgan Chase (Long Beach, CA)
- …or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
- Bank of America (Irvine, CA)
- …+ Relationship Building + Administrative Services + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must maintain all ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more
- Bank of America (Monterey, CA)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.** + ... criminal history for the position: FDIC; Safe Act; Loan Originators; and FINRA . **Responsibilities:** + Provides tailored and personalized advice to clients through… more
- Bank of America (Beverly Hills, CA)
- …may result in disciplinary action up to and including termination. **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state ... of individuals with certain specified criminal history for the position: FDIC; FINRA **Minimum Education Requirement:** High School Diploma / GED / Secondary School… more