- Charles Schwab (Delray Beach, FL)
- …this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA ... Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. **Preferred Qualifications:** + Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 or 79 License is ideal, and will ... be required within six (6) months of hire. + FINRA Series 63 or the ability to obtain within six (6) months of hire. **Travel Required:** Yes, up to 20% of the… more
- USAA (Tampa, FL)
- …and required maintenance or ability to acquire within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA ... Series 66 (or 63 and 65) license. + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4… more
- Truist (Port Orange, FL)
- …proficiency in basic computer applications such as Microsoft Office products Preferred Qualifications: 1. FINRA Series 7 , 66 (or 63/65) and Life & Health ... events, including functions co-branded with internal partners such as Wealth and Insurance. 7 . Oversee the use of contact management tools to track all business and… more
- Truist (Jupiter, FL)
- …retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 7 , 66 (63 and 65 in lieu of 66) and ... centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
- Truist (Orlando, FL)
- …2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life ... by executing on opportunities identified through external networking and internal referrals. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
- Truist (Ocala, FL)
- …degree in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) ... files are correctly completed and maintained to conform to regulatory policies. 7 . Remain knowledgeable of and familiar with all products currently offered by… more
- Truist (Miami, FL)
- …Degree 2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA : Series 7 , Series 66, Life, Health, and Variable insurance ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Corporate Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer ... candidates that have already obtained the Series 7 . more
- Raymond James Financial, Inc. (Tampa, FL)
- …of experience, education, and/or training as approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 Preferred + SIE required provided that ... letters offering services or inviting them to presentations. + If Series 7 licensed: Assist with preparation of presentations and portfolio analyses for… more