- JPMorgan Chase (Miami, FL)
- …of experience with extensive credit, loan and deposit products + Bachelor's degree required + FINRA Series 7 & 66 licenses required for position; unlicensed ... candidates considered but required to obtain licenses within 90 days of start date + Prior experience structuring creative and complex credit transactions + Completion of formal credit training program + Demonstrated understanding of wealth management… more
- Bank of America (Tampa, FL)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- USAA (Tampa, FL)
- …Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) ... may be required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a… more
- JPMorgan Chase (Tampa, FL)
- …/ investment industry + Licenses required to perform all job duties associated with the role: FINRA SIE, Series 7 , 66 (63/65), 9/10 (4,24,53) + A valid ... Series 4 is required or must be obtained within 90 days of starting in the role as a condition of employment + Ability to provide clear, concise, and timely resolution to issues. Proven judgement and problem-resolution skills; comfortable making decisions… more
- Charles Schwab (Orlando, FL)
- …wealth management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and...meant for you to study and obtain you SIE, 7 and 66. If you already have 2 of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Series 7 required,** or ability to obtain within 120 days (as required by FINRA ). Persons holding Series 6, 7 , 17, 37 or 38 or those who hold ... regulatory compliance with internal and external groups including auditors, FINRA , IRS, SEC and others. **Knowledge of:** + Company's...principal-level registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(ACFE) preferred + Certified Sanctions Specialist preferred + Regulatory industry license (eg, FINRA SIE, Series 7 ) preferred. **Travel Required** + Yes, ... 20 % of the Time more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ ** Series 99 required,** or **ability to obtain within 120 days** (as required by FINRA ). Persons holding Series 6, 7 , 17, 37 or 38 or those who ... **ability to obtain within 120 days** (as required by FINRA ), provided that an exemption or grandfathering cannot be...hold principal-level registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- TIAA (FL)
- …Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... Series 24 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9PL Related Skills Business Development, Capital Markets, Client Relationship Management, Client Segmentation, Collaboration, Consultative Communication, Digital… more
- JPMorgan Chase (Miami, FL)
- …products, services, and digital platform. **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials, Series 7 and ... + Adhere to and maintain the firm's controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities +… more