- Aegon Asset Management (FL)
- …or equivalent education/experience. + Ten years of retirement industry or similar experience. + FINRA Series 6 and 63, and Life Insurance License. Or obtain ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- JPMorgan Chase (Sebring, FL)
- …1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
- JPMorgan Chase (Riverview, FL)
- …or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and remote training sessions in professional development, networking events, a speaker series , and volunteer opportunities, you will be equipped with knowledge of ... reports on risks in alignment with regulatory expectations from FINRA , SEC, and the Federal Reserve. **Job Summary** Under...Date:** Monday, June 1, 2026 **End Date:** Friday, August 7 , 2026 **Work Schedule:** Monday through Friday, up to… more
- Bank of America (Naples, FL)
- …the Market Executive would also be supported by a local Business Support Manager. Series 7 , 63, 65 or 66, and 24 required. **Responsibilities:** * Drive ... o Drives an enterprise mindset and referral activity across disciplines **Required Skills:** * FINRA Licenses Required: S7, S66 OR S63 & S65, S24. * Strong business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience and/or training approved by Human Resources. **Licenses/Certifications** + SIE, Series 7 , CIA, CPA, or CISA Auditing Certification(s) preferred ... financial services, products and services, including relevant regulations (eg FINRA , SEC), especially those associated with broker-dealer and registered investment… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the financial services industry. + ~OR ~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications:** + Series 7 preferred ... broker-dealers to ensure completion of policy driven requirements related to FINRA Rule 3210 including account certifications, disclosure, and ongoing receipt of… more