- First National Bank of Omaha (Sugar Grove, IL)
- …or equivalent experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65) ... within the community. + Compliance & Ethics: Uphold bank policies, laws, and FINRA /SEC regulations, ensuring compliance with the bank's BSA/AML Program as it applies… more
- BMO Financial Group (Joliet, IL)
- …and experience. + FINRA Series 6, 63 & 65 Licenses OR FINRA Series 7 & 66 licenses. + Life and Health Insurance Producer's License. + Completed ... LTC Continuing Education Requirements. + Strong working knowledge of financial industry. + In-depth experience working with managed products and providing fee-based advice. + In-depth understanding of deposit and loan (including mortgage) products and banking… more
- Huntington National Bank (Chicago, IL)
- …of experience within Investments/Financial Services + Must obtain within 12 months of hire the FINRA SIE, Series 7 and Series 63 + 1 or more years of ... Preferred Qualifications: + At least 1 year of Broker dealer experience + FINRA SIE, Series 7 and Series 63 + Proven experience in client service,… more
- PNC (Peoria, IL)
- …military service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 , 66 (or 63 & 65) ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- PNC (Champaign, IL)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- JPMorgan Chase (Chicago, IL)
- …College degree or equivalent experience + Minimum 3 years of client service experience + FINRA Series 7 and Series 63 licenses required (or must obtain ... within 180 days of employment). + Ability to work with minimal oversight + Excellent communication skills, both written and oral + Ability to simultaneously manage and effectively prioritize incoming requests via email and phone + Ability learn proprietary… more
- Robert Half Finance & Accounting (Chicago, IL)
- …Requirements Requirements: + Bachelor's degree + Minimum of 4+ years relevant experience + FINRA Series 7 and 66 licenses strongly preferred + Familiarity ... with estates preferred + Highly motivated self-starter with a strong work ethic and positive "can-do" attitude + Excellent proficiency in Microsoft applications (Word, Excel, PowerPoint, etc.) + Familiarity with Salesforce, Wealthscape Investor and Black… more
- City National Bank (Chicago, IL)
- …Analyst * Master's Degree * A minimum of 10 years of investment management experience * FINRA Series 7 and 66 licenses (or ability to obtain) *WHAT'S IN ... IT FOR YOU?* *Compensation*Starting base salary: $122,548 - $208,711 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *Benefits and Perks* At City National, we strive to be the… more
- Raymond James Financial, Inc. (Springfield, IL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 ... **Job Summary:** The primary objective of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a particular focus on firms located in the Central and Eastern… more
- Charles Schwab (Chicago, IL)
- …best-in-class services of Charles Schwab. **What you have** **Required Qualifications** + Active and valid FINRA Series 7 & 66 licenses + 10 years of ... experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** + CFP(R) designation or MBA equivalent. +… more