- City National Bank (Chicago, IL)
- …Analyst * Master's Degree * A minimum of 10 years of investment management experience * FINRA Series 7 and 66 licenses (or ability to obtain) *WHAT'S IN ... IT FOR YOU?* *Compensation*Starting base salary: $122,548 - $208,711 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *Benefits and Perks* At City National, we strive to be the… more
- Raymond James Financial, Inc. (Springfield, IL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 License. **Travel** **Travel Required:** Yes, 75 ... **Job Summary:** The primary objective of this role is to drive the growth of institutional assets under management across all investment products, sourced from US investment consulting firms, with a particular focus on firms located in the Central and Eastern… more
- Charles Schwab (Chicago, IL)
- …best-in-class services of Charles Schwab. **What you have** **Required Qualifications** + Active and valid FINRA Series 7 & 66 licenses + 10 years of ... experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** + CFP(R) designation or MBA equivalent. +… more
- Bank of America (Lisle, IL)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- Citigroup (Chicago, IL)
- …preferred + Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained ... within 120 days) **Education:** + Bachelor's/University degree or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Client Onboarding **Time Type:** Full time **Primary Location:** Chicago Illinois United States **Primary… more
- TIAA (Chicago, IL)
- …Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... Sedentary Work **Career Level** 5IC **Preferred Qualifications** + 2+ years of related experience in a sales support role in the Financial Services and/or Asset Management industry + Bachelor's Degree + Proficiency with Microsoft Word, PowerPoint and Excel. +… more
- Truist (Chicago, IL)
- …functions. + Bachelor's Degree Required + FINRA : Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) Exam ... as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed + 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage a… more
- Bank of America (Northbrook, IL)
- …Communications **Required Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7 , 63/65 or 66 + Displays advanced industry knowledge ... and understanding of investment products **Desired Qualifications:** + Energetic individual that is self-motivated, coachable and flexible in thought + Enjoys a fast-paced environment with changing and evolving responsibilities + Detail oriented + Invested in… more
- PNC (Chicago, IL)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- Equitable (Oak Brook, IL)
- …degree or equivalent skills and work experience + Licensing: State Life & Health, SIE, Series 7 , Series 66 + Personal Attributes: values-driven with a track ... be authorized to work in the United States **Training & Development** + FINRA Sponsorship: provided for required FINRA licensing + Preliminary Employment Period… more