- Wells Fargo (Minneapolis, MN)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... 9/10 (or FINRA recognized equivalents) **Job Expectations:** + US Only: Registration for FINRA Series 9/10 and Series 66 must be completed within a 90 or… more
- Wells Fargo (Minneapolis, MN)
- …of the following: work experience, training, military experience, education + Successfully completed FINRA Series 7 exam to qualify for immediate ... registration (or FINRA recognized equivalents) **Desired Qualifications:** + Successfully completed FINRA Series 63 and 65 (or 66) exams to qualify for… more
- Wells Fargo (Minneapolis, MN)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 , 9/10, and 63 examinations (or ... Health & Annuities Insurance licenses **Job Expectations:** + US Only: Registration for FINRA Series 66 must be completed within a 90 or 180-day time period… more
- Wells Fargo (Minneapolis, MN)
- …military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job Expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
- Wells Fargo (Bloomington, MN)
- …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
- Wells Fargo (Minneapolis, MN)
- …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and ... (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + 2+ years of brokerage customer service… more
- First National Bank of Omaha (Minneapolis, MN)
- …+ 2-3 years of relevant investment banking, capital markets, or private equity experience + FINRA SIE, 7 , 63 and Series 79 License (or equivalent ... **Registration Requirement:** This position requires Financial Industry Regulatory Authority ( FINRA ) registration. Qualification requirements include meeting applicable financial industry… more
- US Bank (St. Paul, MN)
- …minimum of one to two years of job-related experience in a financial sales position are preferred. - FINRA Series 7 along with either Series 63 and 65 or ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- US Bank (Edina, MN)
- …equivalent (Bachelor's degree preferred) - Five or more years of investment industry experience preferred - FINRA SIE, Series 7 , Series 63 and 65/or 66 ... the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
- US Bank (St. Paul, MN)
- …or related experience - One to two years of job-related experience in a financial sales position - FINRA licenses: Series 7 , 63 and 65 OR Series 7 ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more