- City National Bank (St. Paul, MN)
- …Worth or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% ... of the time *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of… more
- Thrivent Financial (MN)
- …or equivalent experience. + Prior experience as a financial advisor. + Possession of a FINRA Series 7 , 63/65 or 66 and Life/Health Insurance licenses is ... highly desired. and must be obtained within 120 days of hire/transfer. + 5+ years' experience of leading a team of 8 or more direct reports is highly desired. + Must be eligible to be Securities and Insurance licensed in all 50 states and the District of… more
- Bank of America (Wayzata, MN)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- Thrivent Financial (Minneapolis, MN)
- …advisors. + Professional designation or history of significant progress toward achievement preferred. + FINRA Series 7 , 63/65 or 66 required or obtained ... within 90 days . + State insurance licensed and appointed in life, health and variable lines of authority or ob tained within 90 days . + State securities registered and insurance licensed and appointed in all states that comprise the group area. + Once… more
- Thrivent Financial (Minneapolis, MN)
- …+ College degree required + Minimum of 7 years of successful industry experience + FINRA SIE, Series 7 and 63/65 or 66 required or obtained within 90 ... days of hire/transfer. + Demonstrated in- depth knowledge and expertise related to experienced Advisor recruiting + Demonstrated and in- depth knowledge of advanced sales solutions + Understanding of different distribution channels + Expert level of knowledge… more
- Wells Fargo (Minneapolis, MN)
- …logic for prospectus mailings. + Bachelor's degree in business, Finance, or related field. + Series 7 or other FINRA License holder. **Job Expectations:** + ... Familiarity with regulatory requirements related to client communications (eg, SEC, FINRA ). + Experience with Broadridge systems or similar third-party mailing… more
- Equitable (Minneapolis, MN)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Equitable (Minneapolis, MN)
- …degree or equivalent skills and work experience + Licensing: State Life & Health, SIE, Series 7 , Series 66 + Personal Attributes: values-driven with a track ... be authorized to work in the United States **Training & Development** + FINRA Sponsorship: provided for required FINRA licensing + Preliminary Employment Period… more
- Guardian Life (St. Paul, MN)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more
- Edward Jones (Eagan, MN)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses...ongoing training offered by the firm and regulatory authorities ( FINRA and SEC), as well as required CE training… more