• Institutional Taxable Fixed Income Sales

    Siebert Williams Shank (New York, NY)
    …build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established book of ... fixed income relationships + Highly developed sales and communication skills + Proficient in Bloomberg, Microsoft, Excel + Excellent time management and organizational capabilities; high energy, tenacious, and creative + Ability to work well as part of a team… more
    Siebert Williams Shank (08/07/25)
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  • Equity Derivatives Sales - Associate

    JPMorgan Chase (New York, NY)
    …perform well under pressure + Strong knowledge of Bloomberg, Microsoft Excel, Word and PowerPoint + FINRA Series 7 and 63 licenses are required for the role, ... but can be obtained after joining the team **Preferred qualifications, capabilities, and skills:** + Fundamental understanding of Python or VBA is preferred JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
    JPMorgan Chase (08/03/25)
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  • Relationship Officer SAFE Act - C11

    Citigroup (New York, NY)
    …and work under tight deadlines + Excellent verbal and written communication skills + FINRA Series 7 and 66 preferred **Education:** + Bachelor's/University ... degree or equivalent experience **Job Family Group:** Private Client Coverage **Job Family:** Client Onboarding **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $78,320.00 - $109,280.00… more
    Citigroup (07/16/25)
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  • Merrill Experienced Financial Advisor

    Bank of America (Buffalo, NY)
    …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
    Bank of America (07/11/25)
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  • JP Morgan Advisors - Relationship Manager

    JPMorgan Chase (New York, NY)
    …capabilities, and skills: + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree ... required + Proven ability to be a self-starter, act as an end-to-end owner of tasks and work independently in a fast-paced environment + Proactively identify and delivery appropriate solutions that address the needs of our clients + Ability to communicate… more
    JPMorgan Chase (07/10/25)
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  • Director, Prime Financing Product Manager

    Bank of America (New York, NY)
    …+ Some coding/scripting experience (with knowledge of best practices) in Java/Python preferred + FINRA Series 7 and 63 registered + Product Management ... certifications/Experience **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual… more
    Bank of America (06/28/25)
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  • Associate Banker SAFE Act LO - C12/AVP for Wealth…

    Citigroup (New York, NY)
    …preferred + Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
    Citigroup (06/19/25)
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  • Investment Relationship Officer SAFE Act - C12…

    Citigroup (New York, NY)
    …preferred + Ability to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained ... escalating, managing and reporting control issues with transparency. **Qualifications:** + 3- 7 years of relevant experience + Prior experience in wealth management… more
    Citigroup (06/03/25)
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  • Compliance Governance & Operations Manager

    TD Bank (New York, NY)
    …manage multiple tasks and competing priorities.** + **Proficiency with Microsoft Office applications.** + ** FINRA license Series 7 , 63 &24** + **Life and ... & Experience:** + Undergraduate degree or equivalent work experience + 7 + years of experience **Desired Qualifications:** + **Demonstrated business writing… more
    TD Bank (07/26/25)
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  • Managing Director, Institutional Clients Group…

    HSBC (New York, NY)
    …fexible with good time management; can carry out a number of different tasks concurrently + FINRA : SIE, series 7 , 24, 63 and 79 In compliance with applicable ... laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not engage in immigration sponsorship for this position. As an HSBC employee, you will have access to… more
    HSBC (08/16/25)
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