- TIAA (Dallas, TX)
- …Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... + Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …industry and/or internal audits. + Perform other duties as assigned or appropriate Qualifications + FINRA Series 7 and combination of NASAA Series 63/65 ... account activity and execution in accordance with NFFG process and procedures and FINRA , NASAA, SEC regulations. + Conduct review of accounts to communicate account… more
- JPMorgan Chase (San Antonio, TX)
- …Retirement Accounts (IRAs), managed (wrap) accounts, and employee benefit programs required + FINRA Series 7 , 63 (or equivalent) required, and ability ... Our current target operating hours are Monday - Friday, 7 am - 8 pm CST and Saturday, ...hold registration in all 50 states and territories + FINRA Series 9/10 (or equivalent), required or… more
- TIAA (Frisco, TX)
- …to set associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not ... or Equivalent Experience Preferred **Work Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63… more
- Charles Schwab (Westlake, TX)
- …(eg, CFP, CFA, MBA, CHFC, CPWA) highly preferred **Required Qualifications** + Active & valid FINRA Series 7 license required + Active & valid FINRA ... & Health insurance (or may be obtained within 90 days of employment) + 7 + years financial services industry experience + 2+ years Ultra- HNW client experience… more
- Charles Schwab (Westlake, TX)
- …**What you have:** Required Qualifications: + Bachelor's degree + CFP(R) designation + Active and valid FINRA Series 7 license + Active and valid FINRA ... our clients' financial lives. As Fiduciaries, we bring expertise across Schwab's 7 Wealth Management topics in conjunction with powerful technology to inspire… more
- JPMorgan Chase (Plano, TX)
- …investment strategies and products, proficiency in trading platforms, Microsoft Office software, + FINRA Series 7 , 66 (or equivalent), life and health ... and energizing the team, ensuring they maintain expertise in FINRA rules and Department of Labor standards. By fostering...insurance, 9/10 (or equivalent), and meeting FINRA continuing education requirements. Chase is a leading financial… more
- Charles Schwab (Austin, TX)
- …next opportunity in Schwab Wealth Advisory. **What you have** **Required Qualifications:** + Active and valid FINRA Series 7 + Active and valid FINRA ... Series 66 (may be obtained with a 120-day COE) + 1-3 years of experience in the financial services industry **Preferred Qualifications:** + Experience servicing high net worth clients + Bachelor's Degree **In addition to the salary range, this role is also… more
- Charles Schwab (Austin, TX)
- …Qualifications:** + CFP(R) designation or CFA(R) designation + Bachelor's degree + Active and valid FINRA Series 7 license + _May be obtained with a 120-day ... condition of employment_ + Active and valid FINRA Series 66 license required + _May be obtained with a 120-day condition of employment_ + Five or more years of… more
- Charles Schwab (Westlake, TX)
- …equivalent Financial Planning-related designation + CFP(R) designation is required. + Active and valid FINRA Series 7 license required. + Active and valid ... FINRA Series 63/65 or 66 required + Bachelor's degree required. + Minimum of 5 years financial services experience in addition to 2 years Financial Planning… more