- Truist (Westlake, TX)
- …2. 4 years professional experience, including 1 year of experience in the securities industry. 3. FINRA Series 7 and 66. 4. Applicable state health and life ... by executing on opportunities identified through external networking and internal referrals. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
- Truist (Houston, TX)
- …Degree 2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA : Series 7 , Series 66, Life, Health, and Variable insurance ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Alight (TX)
- …(https://careers.alight.com/us/en) . **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_( FINRA Series 6 or 7 is required)_** This role ... + Focusing guidance on qualified and non-qualified retirement plan benefits. **Requirements** + Possess FINRA Series 6 or 7 . Series 63/65/66 a plus. +… more
- PNC (Mansfield, TX)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- US Bank (Dallas, TX)
- …with financial planning technology platforms - Proven ability to build and maintain relationships - FINRA Series 7 & 63, or willingness to obtain If there's ... Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank… more
- Charles Schwab (Westlake, TX)
- …**What you have** **Required Qualifications:** + Undergraduate degree required + Active and valid FINRA Series 7 license required + Active and valid ... FINRA 66 licenses required (may be obtained with a 120-day COE) + Minimum 2 year of experience in the financial services industry working directly with clients **Preferred Qualifications:** + Experience servicing high-net-worth clients + General… more
- Charles Schwab (Sugar Land, TX)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. **Preferred Qualifications:** + Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- Truist (Dallas, TX)
- …relationship management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority ( FINRA ) series 7 , 66 (or 63/65), 24, plus ... on new technologies, products, and trends. **Grow and Integrate the Business:** 7 . Support Advisors in execution of our partnership initiatives and dispositioning… more
- JPMorgan Chase (Fort Worth, TX)
- …of MS Office, Word, Excel, and PowerPoint. + Frequent travel is required. + FINRA Series 7 , 63 **Preferred qualifications, capabilities and skills** + ... manager, we oversee nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our deep experience and scale… more
- Truist (Austin, TX)
- …abilities. 5. Detail-oriented and able to work independently while managing multiple priorities. 6. FINRA Series 7 , 66, 24, and Life, Health and Variable ... regions. 6. Ownership of risk mitigation actions and activities in assigned regions 7 . Point of contact for field, sales managers and business partners with regard… more