- Charles Schwab (Westlake, TX)
- …people's lives through our innovative solutions and world-class service. **Required Qualifications** + Active FINRA Series 7 & 63 Licenses + Flexibility to ... work any day, time, or shift to accommodate 24/ 7 contact center needs **Preferred Qualifications** + 1+ years of customer service experience + 1+ years of client… more
- Charles Schwab (Westlake, TX)
- …paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to pursue ... schedule. + Ability to work various shifts to serve our clients 24/ 7 , including overnight and weekend availability. **Preferred qualifications** + Previous customer… more
- City National Bank (Houston, TX)
- …*Additional Qualifications* * Completion of or pursuit of CFA designation, MBA or both. * FINRA Series 7 : General Securities Rep * Excellent knowledge in the ... following areas: asset management, banking/credit, personal trust, and brokerage services. * Excellent analytical and financial analysis skills. * Strong computer skills with knowledge in basic software programs like Word, Excel, Power Point, etc. * Strong… more
- Charles Schwab (Houston, TX)
- …Charles Schwab. **What you have** **Required Qualifications** + Bachelor's degree + Active and valid FINRA Series 7 & 66 (license(s) may be obtained under a ... condition of employment) + 10 years of experience in business development and relationship management with a proven record of success + 10 years of experience with wealth management - financial planning and investment planning **Preferred Qualifications** +… more
- Zions Bancorporation (Houston, TX)
- …+ A combination of education and experience may meet the requirements. + Required licensing, FINRA Series 7 & 66 (65/63), life and health insurance. + ... A CFP(R) certification is highly preferred. + Exhibit proficiency in using computers and relevant software. + Display excellent verbal and written communication abilities. + Showcase exceptional analytical and presentation skills. + Experience with financial… more
- City National Bank (Austin, TX)
- …Worth or Ultra High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% ... of the time *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of… more
- Thrivent Financial (Austin, TX)
- …as needed. + Will and skill to commit to joint field work expectations. + Licensing: + FINRA Series 7 , 63/65 or 66 required or obtained within 90 days. + ... State insurance licensed and appointed in life, health and variable lines of authority or attained within 90 days. + State securities registered and insurance licensed and appointed in all states that comprise the Advisor Group or are aligned to specific… more
- Vanguard (Dallas, TX)
- …or equivalent combination of training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63, 65, 66 or ability to acquire ... within department guidelines. Other Details This role is part of our hybrid work model with Tuesdays - Thursdays required in our offices to foster collaboration and relationships. On Mondays and Fridays, our crew will have the option to work remotely, or… more
- Bank of America (Dallas, TX)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- USAA (Plano, TX)
- …Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) ... may be required. + 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a… more