• Regional Vice President, Mutual Funds (Houston)

    Aegon Asset Management (TX)
    …or equivalent experience + Five years of sales experience in the financial services industry + FINRA Series 6 or 7 , and 63 + Outstanding communication and ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
    Aegon Asset Management (08/19/25)
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  • Wealth Management Client Relationship Manager

    TIAA (Frisco, TX)
    …**Work Experience** + 2+ Years Required; 3+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... **Career Level** 6IC **Required:** + 2+ years of financial services experience. + Series 7 , 66 (63 and 65), and life and health insurance licenses completed… more
    TIAA (08/29/25)
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  • Investment Banking Analyst Program

    Comerica (Dallas, TX)
    …IB Analysts must pass a background check and complete registration with securities industry regulator FINRA by passing the Series 7 , Series 79 and ... defined period after matriculation; must maintain active and valid FINRA registrations for the duration of their employment Position...to guide their preparation for the applicable licensing exams ( Series 7 , 79 and 63). The overall… more
    Comerica (08/14/25)
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  • Divisional Director, Advisory Consultants

    TIAA (Frisco, TX)
    …Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... Series 24 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9PL Related Skills Business Development, Capital Markets, Client Relationship Management, Client Segmentation, Collaboration, Consultative Communication, Digital… more
    TIAA (08/09/25)
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  • Wealth Advisor

    TIAA (Frisco, TX)
    …**Work Experience** + 3+ Years Required; 5+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 7IC Related Skills Business Development, Client Relationship Management, Collaboration, Consultative Communication, Continuous Improvement Mindset, Practice Management Strategy,… more
    TIAA (08/26/25)
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  • Wealth Management Advisor-Memphis, TN

    TIAA (Dallas, TX)
    …with affluent clients or equivalent experience; Required ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... 66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required + Certified Financial Planner (CFP) - Certified Financial Planner Board of Standards preferred Or + Chartered Financial Analyst - Level I -… more
    TIAA (08/26/25)
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  • Financial Advisor Associate

    Vanguard (Dallas, TX)
    … Series 65/66 licenses required. + This job requires a regulatory license and/or registration (eg FINRA , NASAA). The SIE, Series 7 , and Series 66 are ... required to be obtained within department guidelines. + CFP(R) preferred, with a commitment to pursue the designation. We offer a corporate CFP program to support crew in acquiring the certification. + Regulatory licenses and/or registrations as determined by… more
    Vanguard (08/14/25)
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  • Virtual Financial Consultant

    TIAA (Dallas, TX)
    …+ 3+ Years Required; 5+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Licenses and Certifications** + Life and Health ... Insurance License (Resident State) - Multiple Issuers required within 120 Days **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 7IC Related Skills Accountability, Business Acumen, Business Development, Client Relationship… more
    TIAA (08/27/25)
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  • Associate, Energy, Materials and Power Coverage

    HSBC (Houston, TX)
    …or sector experience required + Strong Windows capabilities; Excel, PowerPoint, Word, Outlook + FINRA Series 63, 79, and 7 licenses required. A contingency ... period to obtain licensing can be provided at manager's discretion In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US Applicants must be legally authorized to work in the US as HSBC will not… more
    HSBC (08/30/25)
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  • Medical Wealth Advisor

    Truist (Dallas, TX)
    …in the financial services industry 3. FINRA : Maintains proper licenses including Series 7 , Series 66, Life, Health, and Variable insurance licenses. ... the relationship teams and deliver Purpose Driven Wealth experience. 7 . Document all client interactions via CRM system. 8....to perform the essential functions. 1. Bachelor's Degree 2. 7 or more years of lending or relationship management… more
    Truist (08/27/25)
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