- Bank of America (Dallas, TX)
- …knowledge of financial crimes typologies + FINRA licenses including the SIE or Series 7 at minimum, or related experience + Knowledge related to retail ... + Communications, attention to detail, research/investigative knowledge **Desired Qualifications:** + Series 4, Series 24 licenses preferred + Ability to… more
- Truist (Fort Worth, TX)
- …functions. * Bachelor's Degree Required * FINRA : Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) Exam ... as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to manage a… more
- Wells Fargo (Rockwall, TX)
- …private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA ... sales practices risk management culture + Current registration for FINRA Series 6 and Series ...is not eligible for Visa sponsorship **Posting End Date:** 7 Sep 2025 **_*Job posting may come down early… more
- PNC (Dallas, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- PNC (San Antonio, TX)
- …and 63 within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. ... Derivatives - SIE, Series 7 and 63 within 120 days...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- Equitable (Fort Worth, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Equitable (Dallas, TX)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... work in the United States **Training & Development** + ** FINRA Sponsorship** : provided for required FINRA ...+ ** FINRA Sponsorship** : provided for required FINRA licensing + **Preliminary Employment Period (PEP)** : comprehensive… more
- Truist (Houston, TX)
- …BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 ... 63, Series 87 and either the Series 86 or a FINRA waiver for those ... and valuation analyses. 5. Formulates investment ideas. 6. Writes draft research commentary. 7 . Depending on experience and the needs of the individual analyst, may… more
- Charles Schwab (Houston, TX)
- …be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 (63/65) ... years financial sales leadership experience **Preferred** **qualifications** + Active and valid FINRA Series 24 license + CFP, CFA, CIMA, and/or AAMS + Strong… more
- Guardian Life (Austin, TX)
- …broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more