- Citigroup (New York, NY)
- The Electronic Sales role is a senior -level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an ... of transactions when making business decisions; demonstrating proper consideration for the firm 's reputation + Lead strong governance and controls + Work in close… more
- Bloomberg (New York, NY)
- …internally with the global expertise and resources from a Big 4 firm . **Responsibilities:** + Execute audits using a combination of traditional and data-driven ... controls and operational effectiveness + Partner with Internal Audit team members, senior management and key stakeholders to monitor and influence timely remediation… more
- Harbor Group Management (New York, NY)
- …Management Company is a multi-billion dollar real estate investment and property management firm . As we continue to grow, we are looking for passionate, goal ... customer service and providing exquisite living experience for our residents. Senior Analyst, Debt & Alternatives Asset Management Location: Onsite, New York,… more
- Citigroup (New York, NY)
- Citi's Legal Department is hiring an experienced bank regulatory lawyer as senior attorney (C-15 - Director level) in its US Bank Regulatory Legal Group. Citi is ... and Compliance. We are seeking a pragmatic and talented senior lawyer who can operate effectively in an in-house...relevant experience providing legal advice at US GSIB, law firm , or Federal Reserve, FDIC or OCC. + Deep… more
- Raymond James Financial, Inc. (New York, NY)
- …and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with ... senior business leaders to drive strategic initiatives while managing...finance and operations, within an investment advisory or management firm . + Ten (10) years of compliance experience preferred.… more
- Citigroup (Getzville, NY)
- …closure of issues. The Issue Management Quality Assurance Director is a senior management position within the Services Controls and Issue management organization. ... solutions to address root causes. + Escalate any concerns/observations to relevant senior stakeholders and support them to identify solutions. + Publish quality and… more
- Citigroup (Getzville, NY)
- …skills coupled with excellent communication skills to negotiate internally, often at a senior level. The Program Senior Group Manager manages multiple teams ... skills required in order to negotiate internally, often at a senior level. Some external communication/negotiation may be necessary. Responsible for executing… more
- TD Bank (New York, NY)
- …report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects ... dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and derivative products and markets including… more
- JPMorgan Chase (New York, NY)
- …individual with experience and comfort working closely with investment leads and senior business stakeholders to accelerate the build-out of the Private Capital ... for Private Capital as well as key updates to senior management + Support the project management lifecycle of...of experience as a licensed attorney in a law firm or financial institution handling corporate transactions + Qualified… more
- TD Bank (New York, NY)
- …registered and non-registered location in accordance with FINRA requirements and Firm expectations. + Identify patterns across branches and escalate accordingly. + ... functions and the business areas to support a culture of compliance across the Firm . + Participate in special projects as they arise to enhance compliance functions… more