- TD Bank (New York, NY)
- …of global financial institutions' operational, financial, sales and trading, and regulatory reporting activities and their obligations to applicable rules ... + Evaluate the viability of RO's test and monitoring routines against firmwide standards, procedures and best practices, documenting analysis of test… more
- AIG (New York, NY)
- …scoping, and execution activities, ensuring audits are risk-focused and aligned with regulatory and firmwide requirements. + Identify and evaluate IT SOX ... management, computer operations) and evaluate the impact of deficiencies on financial reporting . + Partner with business and technology stakeholders to understand IT… more
- JPMorgan Chase (New York, NY)
- …Evaluation (CORE) Program Governance. Your responsibilities will include managing Firmwide common processes & controls, ensuring the appropriate implementation of ... Control management and Business teams as needed (Ex. Operational Risk Summaries, Regulatory Topic assessment, Residual Risk view) + Ensure key controls described in… more
- JPMorgan Chase (New York, NY)
- …Product, Controls, Compliance, Legal, and Risk to ensure GTM initiatives meet firmwide standards for governance, regulatory readiness, and audit integrity. + ... of GTM and Sales tooling and resources and oversee the roadmap for reporting , analytics, and insights across revenue-generating functions. Partner with… more
- Robert Half Finance & Accounting (New York, NY)
- …that support investment strategies. * Ensure compliance with investment policies and regulatory requirements. * Provide detailed reporting and updates to clients ... trade settings, and reconciliation are completed accurately. * Execute firmwide trading initiatives efficiently, including block trading. * Actively participate… more