- PNC (FL)
- …be within PNC's Retail Organization supporting the Risk, Change, Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote ... an ongoing basis with a preferred focus on our Public Finance business line - Designing and implementing compliance monitoring activities over sales and trading… more
- American Express (Sunrise, FL)
- …Technology Control & Compliance is seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead our efforts ... engagement experience within a financial institution, preferably in a business-aligned or first line of defense role. + Deep expertise in banking regulations and… more
- American Express (Sunrise, FL)
- …Technology Control & Compliance is seeking an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead our efforts ... engagement experience within a financial institution, preferably in a business-aligned or first line of defense role. + Deep expertise in banking regulations and… more
- Truist (Orlando, FL)
- …shift (United States of America) **Please review the following job description:** Provide first line of defense risk leadership, oversight and support for ... risk and operational risk programs. Collaborate with leadership, second line of defense program owners and other applicable areas...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more
- First Horizon Bank (Starke, FL)
- …company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing risk ... management programs and other first line of defense risk activities in support of TM's business growth and revenue production. The role works directly with the… more
- Citigroup (Jacksonville, FL)
- …Personal Banking Customer Service and Credit Operations functions to ensure that the first line of defense can demonstrate effective Risk Management disciplines ... evaluate key data elements which inform the risk profile of the first line of defense and provide insights specific to trends, themes, control failures… more
- Santander US (Miami, FL)
- …and interacts with all lines of internal risk management peers including other first line of defense teams, corporate risk functions and internal audit. ... the validation testing of remediation efforts for issues identified by the first line , second line , and regulators, ensuring evidence-based closure and risk… more
- MUFG (Tampa, FL)
- …will lead and oversee the firm's technology risk management function within the First Line of Defense, reporting directly to the Technology Business Unit ... strategy to protect the firm's assets, information, and reputation. The First Line Business Unit Risk Manager is responsible for managing organizational risks… more
- American Express (Sunrise, FL)
- …Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) Compliance Function. This role is responsible ... This role contributes to the successful & driven enhancements to the First Line of Defense by: - Executing frontline responsibilities across the compliance… more
- Santander US (Miami, FL)
- …**Essential Functions/Responsibility** The Sr. Analyst, CIB Business Control Unit, operates within the First Line of Defense and is accountable to assist the BCU ... * Support validation testing for remediation of issues identified by the first line , second line , or regulators, including evidence collection and… more