- Raymond James Financial, Inc. (New York, NY)
- …broker-dealer or wealth management firms preferred, especially with exposure to front-office or first - line risk roles in addition to second- line oversight . ... Demonstrated track record building or transforming risk functions and working with UHNW advisory businesses, structured product platforms, or alternative investments is strongly preferred **_Please note: This role is not eligible for immigration Work Visa… more
- PNC (NY)
- …the product or experience lifecycle. Adheres to company-defined risk appetite as part of the first line of defense. Serves as point of review and sign off for ... contact us via email at ###@pnc.com . Please include "accommodation request" in the subject line title and be sure to include your name, the job ID, and your… more
- SMBC (New York, NY)
- …businesses including derivatives, FX, repo and securities lending. As part of the first line of defense, the Credit Services Department maintains sound credit ... is fast paced involving direct contact with front office staff, second line credit officers and our clients. The individual will support activities within… more
- Citizens (New York, NY)
- …credible review and challenge of privacy risks as identified and/or classified by First Line of Defense + Perform independent privacy risk assessments of ... privacy risks, trends, and issues, and escalate, appropriate. + Partner with Second Line of Defense functions to influence improvement in risk culture, privacy risk… more
- New York Power Authority (Massena, NY)
- …the availability of an effective workforce pursuant to the agreement. Work with First Line Supervisors and Labor to develop bargaining unit employees, administer ... extent. + Promote the goals and benefits of Asset Management, and develop " line of sight" awareness through training and other communications such as "Asset Savvy"… more
- Bloomberg (New York, NY)
- …review, and stakeholder interviews + Operate as an educator and partner by facilitating First Line of Defense (FLOD) risk execution and partnering on Risk ... frameworks, such as COSO + Prior experience in either a 1st or 2nd line of defense capacity + Self-starter, with the ability to work independently with minimal… more
- BMO Financial Group (New York, NY)
- …to ensure program remains current and aligned with BMO Compliance Program. + Advises first line of defense management and employees on compliance matters. + ... above represents BMO Financial Group's expected target for the first year in this position. BMO Financial Group's total...receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency… more
- BMO Financial Group (New York, NY)
- …and report compliance information to Compliance and business/group management. + Advise first line of defense management and employees on compliance matters. ... above represents BMO Financial Group's expected target for the first year in this position. BMO Financial Group's total...receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency… more
- Lockheed Martin (Liverpool, NY)
- …tool provisioning and control, and communication forwards and backwards as the first line supervisor\. \-Performs additional duties as directed by Manager\. ... of Monday through Thursday 9 hours, Friday 4 hours\. This position is posted as a First shift TEMPO Flex 4x10A, with a requirement that the hours are flexed to cover… more
- Mizuho Corporate Bank (New York, NY)
- …the robustness of the documentation and the level of independent validation by the first and second line related functions. This role is hybrid and based ... in compliance with the Internal Audit Manual. - Evaluate the first and second line documentation and either perform or ascertain that the necessary challenge… more
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