- M&T Bank (Buffalo, NY)
- …activities remain effective at identifying and mitigating potential risks within first line management practices. **Primary Responsibilities:** + Provide ... independent oversight and critical challenge to the First Line of Defense in the areas of identifying, assessing, monitoring, and controlling technology and… more
- City National Bank (New York, NY)
- …timeliness, completeness, and accuracy of risk assessments. Provide risk-consulting serves to first line third party risk managers for complex arrangements. ... analysis and reporting, including risk metrics, for dissemination to both first line of defense (technology) leadership, risk management committees, CNB's parent… more
- SMBC (New York, NY)
- …management related items. **Role Objectives** **Strategy** - Accountable for all first line credit risk management strategies including origination, ... and other economic factors and recommend appropriate proactive measures for effective first line strategies and an ongoing early warning system. **Leadership**… more
- Mizuho Corporate Bank (New York, NY)
- …both design and operational effectiveness. Internal controls serve as a component of the first line of defense in mitigating risks, maintaining the integrity of ... ensure the firm maintains a robust control environment, MUSO has developed a first line , risk based Internal Controls Testing (ICT) Program. As Business Risk and… more
- TD Bank (New York, NY)
- …laws, regulations, and guidance. + Provide oversight of, and credible challenge to, the first line of defense. + Provide customized training and to ensure that ... York, New York, United States of America **Hours:** 40 ** Line of Business:** Financial Crime Risk Management **Pay Detail:**...FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation of and compliance with… more
- American Express (New York, NY)
- …effectively challenging processes, policies, strategies, frameworks and governance procedures devised by first line teams to manage Internal Fraud risks, and ... and requirements. + Perform independent oversight and provide effective challenge to first line through reviews / testing and ongoing monitoring of People risk &… more
- American Express (New York, NY)
- …first service. Find your place in service on #TeamAmex. The newly created first line of defense Financial Crimes Risk & Controls center of excellence ... team will be responsible for establishing a robust control foundation for first line of defense FCRM activities across the company globally, including anti-money… more
- Tradeweb (New York, NY)
- …support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...in New York. This role sits within the Second Line of Defense (2LoD) and is responsible for leading… more
- SolomonEdwards (Albany, NY)
- …Partner with the Broker/Dealer oversight function and internal teams to ensure the first line of defense (1LOD) operational execution. * Consolidate and ... ability to apply guidelines in practice. * Experience in: o First line operations (1LOD) for broker/dealer or non-deposit investment products (ideal), and/or… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within the ... time. 1. Engage in risk management activities with the line of business, proactively identifying existing and emerging risks,...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more